Alfonso Rodriguera v. United States

954 F.2d 1465, 92 Daily Journal DAR 634, 92 Cal. Daily Op. Serv. 431, 1992 U.S. App. LEXIS 262, 1992 WL 3325
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 14, 1992
Docket89-56205
StatusPublished
Cited by27 cases

This text of 954 F.2d 1465 (Alfonso Rodriguera v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alfonso Rodriguera v. United States, 954 F.2d 1465, 92 Daily Journal DAR 634, 92 Cal. Daily Op. Serv. 431, 1992 U.S. App. LEXIS 262, 1992 WL 3325 (9th Cir. 1992).

Opinion

BOOCHEVER, Circuit Judge:

Alfonso Rodriguera appeals the denial of his motion to correct his sentence following his plea of guilty to possession of cocaine with intent to distribute in violation of 21 U.S.C. § 841(a)(1). Because we conclude that 18 U.S.C. § 3583(e)(2), which authorizes the revocation or modification of supervisory release terms, applies to Rodrigu-era’s sentence and creates the possibility of a sentence longer than the maximum of which he was advised, we vacate his sentence and remand to allow him to plead anew.

I

Rodriguera was charged with possession with intent to distribute two kilograms of cocaine, in violation of 21 U.S.C. § 841(a)(1). This charge arose out of the activities of Rodriguera and co-defendant Jose Villalobos-Rodriguez in connection with the sale of cocaine to an undercover *1467 Drug Enforcement Administration agent on February 17, 1987. At the plea hearing of April 27, 1987, Rodriguera was advised by the district court and the Assistant United States Attorney that he faced a “maximum penalty of a fine of $250,000 and/or a five- to forty-year sentence coupled with a $50 mandatory penalty assessment.” R.T. at 5-6. He was also advised that there were no special parole or similar terms involved. In fact, however, Rodriguera faced a mandatory minimum supervised release term of four years in addition to the penalties of which he was advised. See 21 U.S.C. § 841(b)(1)(B) (Supp. IV 1986). On June 15, 1987, the trial court sentenced Rodriguera to eight years imprisonment and ten years supervised release.

On June 19, 1989, Rodriguera filed a motion to vacate, set aside, or correct a sentence, pursuant to 28 U.S.C. § 2255. The district court denied that motion and Rodriguera timely appealed. We have jurisdiction under 28 U.S.C. § 1291 and review the legality of his criminal sentence de novo. United States v. Whitney, 785 F.2d 824, 825 (9th Cir.1986), modified, 838 F.2d 404 (1988).

II

A. Authority to Impose Supervised Release

Rodriguera argues that the district court lacked authority to sentence him to a term of supervised release because the version of 21 U.S.C. § 841(b) in effect at the time of his sentencing did not authorize supervised release or special parole terms.

Rodriguera committed his crime between October 27, 1986 and November 1, 1987. These dates are significant because on October 27, 1986, Congress enacted § 1002 of the Anti-Drug Abuse Act of 1986 (ADAA), Pub.L. No. 99-570, 100 Stat. 3207-2 to 3207-4 (1986), which amended § 841(b)(1) and mandates a supervised release term for Rodriguera’s drug offense. November 1, 1987, on the other hand, marked the effective date of the provision from the Sentencing Reform Act of 1984, Pub.L. No. 98-473, § 212, 98 Stat.1987, 1999-2000 (1984) (codified as amended at 18 U.S.C. § 3583 (1988)), which addresses the implementation of supervised release terms. During the period between these two dates, there was considerable uncertainty concerning the imposition of supervised release terms for ADAA offenses because the provision for implementing supervised release terms had not yet taken effect. See 18 U.S.C. § 3583 effective date note (1988) (“Section effective Nov. 1, 1987, and applicable only to offenses committed after the taking effect of this section ... ”). In view of the somewhat conflicting statutory language, it is understandable that there was some confusion in the colloquy between Rodriguera and the court concerning the potential imposition of supervised release.

This confusion has been resolved by the Supreme Court’s subsequent decision in Gozlon-Peretz v. United States, — U.S. —, 111 S.Ct. 840, 112 L.Ed.2d 919 (1991). It is now clear that the ADAA’s supervised release requirement became applicable to drug offenses specified by ADAA § 1002 on the date of enactment of the ADAA, October 27, 1986. See Gozlon-Peretz, 111 S.Ct. at 849; accord, United States v. Torres, 880 F.2d 113, 115 (9th Cir.1989) (per curiam), cert. denied, 493 U.S. 1060, 110 S.Ct. 873, 107 L.Ed.2d 956 (1990). In Rodriguera’s case, the ADAA provision prescribing the penalties for his offense was codified as 21 U.S.C. § 841(b)(1)(B) (Supp. IV 1986) and provided for a five- to forty-year term of imprisonment followed by a period of at least four years supervised release, and/or a fine of $2,000,000. Because Rodriguera pleaded guilty to offenses committed during February 1987, after the ADAA took effect, we find that he was subject to its supervised release requirement.

B. Failure to Advise of Supervised Release

Rodriguera also contends that the district court’s failure to advise him of the *1468 mandatory supervised release term at the time he entered his guilty plea constituted reversible error.

By neglecting to inform Rodriguera that he would receive a term of supervised release, the district court failed to comply with Fed.R.Crim.P. 11(c), which requires the district court to determine that the defendant understands the maximum possible penalty provided by law, including the effect of any special parole or supervised release term. The rule further provides, however, that “[a]ny variance from the procedures required by this rule which does not affect substantial rights shall be disregarded.” Fed.R.Crim.P. 11(h). Therefore, we must determine whether the failure to inform Rodriguera of the supervised release term affected his “substantial rights.” If Rodriguera knew before pleading guilty that he could be sentenced to a term as long as the one he eventually received, the error would be harmless. United States v. Sanclemente-Bejarano, 861 F.2d 206, 210 (9th Cir.1988).

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954 F.2d 1465, 92 Daily Journal DAR 634, 92 Cal. Daily Op. Serv. 431, 1992 U.S. App. LEXIS 262, 1992 WL 3325, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alfonso-rodriguera-v-united-states-ca9-1992.