Alexander v. United States and Nine Other Titles

181 F.2d 480
CourtCourt of Appeals for the Ninth Circuit
DecidedFebruary 8, 1950
Docket12081_1
StatusPublished
Cited by38 cases

This text of 181 F.2d 480 (Alexander v. United States and Nine Other Titles) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alexander v. United States and Nine Other Titles, 181 F.2d 480 (9th Cir. 1950).

Opinions

DENMAN, Chief Judge.

These are ten appeals from judgments and commitments in civil contempt, based upon refusals to answer questions put to appellants while witnesses in an investigation by a grand jury of the District Court for the Southern District of California. The refusals were based upon the claim that the answers would tend to incriminate them. A hearing was had before the district court for each appellant and the court ordered the questions answered. The refusals led to the judgments.

The questions asked may be briefly summarized as follows:

Appellants Bissey, Noble and Smith were asked substantially the following questions:

1) Do you know the names of the county officers of the Los Angeles County Communist Party?
2) Do you know the table of organization of the Los Angeles County Communist Party ?
3) Do you know Ned Sparks?

Appellants Alexander, Forest, Kasino-witz and Steinberg were asked substantially the following questions:

1) Do you know the names of the county officers of the Los Angeles County Communist Party ?
2) Do you know the table of organization and duties of the Los Angeles County Communist Party?

Appellant Dobbs was asked substantially the following questions:

1) The questions heretofore described in connection with the first group of appellants just above, and in addition thereto,
2) “By whom are you employed”; this question having been asked after appellant Dobbs had testified that his occupation was “an organizer.”

Appellant Bock was asked the following questions:

1) The questions described in connection with the second group of appellants just above, and in addition thereto,
2) “An organizer for whom?”; this question having been asked after the witness had testified that he was an organizer.

Appellant Sherman was asked the following questions:

1) Do you know the names of the county officers of the Los Angeles County Communist Party?
[482]*4822) Do you know Ned Sparks?

To eight of these appellants, Assistant Attorney General Goldschein made statements calculated to persuade them that their answers to such questions could not incriminate them. Typical is the following:

“Q. By Mr. Goldschein: Your name is Frank Edward Alexander, is that right? A.' Yes. :
“Q. Where do you live? A. 78 Hurl-burt Street, Pasadena.
“Q. I want to let you know before we start that you are not under investigation by this grand jury for any offense. You are merely called here as a witness to give evidence that you may -have of certain facts that the grand jury is interested in. Do you understand that ? A. I do.
“Q. Now, do you know the names of the county officers of the Los Angeles Communist Party ? A. I refuse to answer that on the basis it may incriminate me.”
“Q. Do you know the table of organization <md the duties of the county officers of the Los Angeles County Communist party? A. I refuse to answer that on the basis it might incriminate me.” (Emphasis supplied.)

It is obvious that, whether or not the grand jury was investigating the witness “for- any offense,” he might give answers incriminating him as one violating the Smith Act, later considered. The Assistant United States Attorney General pursued the same tactics tending to put the witness off his guard in similar grand jury proceedings reviewed by the Court of Appeals for the Tenth Circuit in Rogers v. United States, 179 F.2d 559, where that court said:

“Goldschein’s stock statement to the witness that she was not under investigation and that the grand jury was not proceeding against her, was not warranted. It was not for him, to say what the scope of the grand jury’s investigation was; neither was his statement a substitute for her constitutional protection.’’1

While none of the witnesses rose to this lure, it is the duty of this court not to pass unnoticed such conduct of a prosecuting officer towards any of the circuit’s litigants when it appears in the record before us.

These questions, “Do you know the names of the county officers of the Los Angeles County Communist • Party ?” “Do you know the table of organization and the duties of the county officers of the Los Angeles County Communist Party?” and other questions asked do not, on their face, require incriminating answers. Hence the burden is on appellants to show they had substantial reason to believe they call for answers tending to incriminate them. Counselman v. Hitchcock, 142 U.S. 547, 12 S.Ct. 195, 35 L.Ed. 1110; United States v. Rosen, 2 Cir., 174 F.2d 187, 188, certiorari denied 338 U.S. 851, 70 S.Ct. 87.

The contention of the appellants is that they had a reasonable apprehension that the object of the investigation was something more than the purpose declared by government counsel to seek government employees who had falsely answered questions respecting their loyalty in violation of 18 U.S.C.A. § 1001. That something more is the reasonable apprehension of an investigation as to all persons who might be members of various subordinate divisions of the Communist Party of the United States as a part of a general movement by the Attorney General of the United States to prosecute them under the Smith Act, as were the persons convicted in the Southern District of' New York before Judge Medina.

The peculiar selectivity of the ten appellants was further likely to convince them that the proceeding before the grand jury was a part of such a national investigation. All were served at seven o’clock or shortly thereafter in the morning, a most unusual [483]*483time to seek to procure grand jury witnesses. Eight were ordered to appear before the grand jury at ten o’clock on the same morning, a time so short as to raise the suspicion that no opportunity would exist for them to make a collective defense in such an investigation. The United States attorney admitted that the group was selected because he thought he would “obtain from them the whereabouts of the records of the Los Angeles County Communist Party membership.” That they were-indeed a selected group having a common need for such protection is apparent from the fact that, in this less than three hours in the early morning, each of the eight had somehow managed to select the same attorneys to appear for him and that at ten o’clock these attorneys did make such appearance for each.

The principal argument made by the government is that such questions as to the membership and organizational setup of the Communist Party of Los Angeles could not possibly incriminate the appellants on a charge of such membership or affiliation with such members because of the decision of the Supreme Court in Schneiderman v.

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Bluebook (online)
181 F.2d 480, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alexander-v-united-states-and-nine-other-titles-ca9-1950.