Aldarondo-Lugo v. Santiago-Díaz

537 F. Supp. 2d 309, 2008 U.S. Dist. LEXIS 57346, 2008 WL 656040
CourtDistrict Court, D. Puerto Rico
DecidedMarch 12, 2008
DocketCivil 02-1123 (JP)
StatusPublished

This text of 537 F. Supp. 2d 309 (Aldarondo-Lugo v. Santiago-Díaz) is published on Counsel Stack Legal Research, covering District Court, D. Puerto Rico primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Aldarondo-Lugo v. Santiago-Díaz, 537 F. Supp. 2d 309, 2008 U.S. Dist. LEXIS 57346, 2008 WL 656040 (prd 2008).

Opinion

OPINION AND ORDER

JAIME PIERAS, JR., Senior District Judge.

Before the Court is Defendants’ motion for summary judgment (No. 79) 1 , Plaintiffs’ opposition thereto (No. 163), Defendants’ reply (No. 171), and Plaintiffs’ sur-reply (No. 187). Plaintiffs brought this lawsuit pursuant to 42 U.S.C. Section 1983 (“Section 1983”) and Article 1802 of the Puerto Rico Civil Code, P.R. Laws Ann. tit. 31, Sections 5141-5142, alleging that Defendants violated their rights under the First and Fourteenth Amendments of the United States Constitution by discriminating against them because of their political beliefs and by depriving them of their due process rights. The Court dismissed Plaintiffs’ Fourteenth Amendment and punitive damages claims on August 3, 2004 (No. 158). Defendants now move the Court for summary judgment on Plaintiffs’ remaining claims of violations of their First Amendment rights on the ground that Plaintiffs have failed to establish a prima facie case of political discrimination. For the reasons stated herein, Defendants’ motion for summary judgment (No. 79) is GRANTED.

I. FACTUAL ALLEGATIONS AND PROCEDURAL HISTORY

A. Factual Background

The original Plaintiff group in this lawsuit consisted of ninety-eight employees and former employees of the Municipality of Toa Baja (“the Municipality”), who all belonged to the New Progressive Party (“NPP”). Plaintiffs’ claims arise from a process of re-classification undertaken by the new mayor of the Municipality, Victor Santiago-Diaz (“Santiago”) upon assuming office in January, 2001. Santiago, a member of the Popular Democratic Party (“PDP”), defeated Víctor Soto (“Soto”), the former mayor (and NPP member) who had held the office of mayor for the prior sixteen years. Defendant Milagros Delgado (“Delgado”) is the former Human Resources Director of the Municipality.

In July of 1991, the Municipality adopted a Classification and Retribution Plan for the Career and Trust Services (the “1991 Plan”). The 1991 Plan was approved by the Office of Labor Counseling and Administration of Human Resources (“OCALARH”) and adopted pursuant to the Personnel Public Service Act, Act No. 5, of October 14, 1975. In July 1993, the Municipal Assembly approved amendments to the 1991 plan. In 1997, the Municipality made certain changes (the “1997 Changes”) to the classifications and salaries of municipal employees as per a document entitled “Amendments to the Classification and Retribution Plan of 1991.” It was ultimately approved as Ordinance No. 8 on July 29, 1997. The 1997 Changes had not been submitted to OCA-LARH for approval.

Upon assuming office in January 2001, Defendants Santiago and Delgado found that the former mayor, Soto, had appointed numerous individuals to regular career positions in violation of the applicable law. They also found that the Comptroller for the Commonwealth of Puerto Rico (the *313 “Comptroller”) issued a report (the “Audit Report”), covering the period of January 1, 1996, to December 31, 1998, which contained findings regarding the appointment of municipal personnel. The Audit Report of June 14, 2000, concluded that Mayor Soto had illegally appointed certain employees and had improperly raised the compensation of many employees in spite of the Municipality’s precarious financial condition.

Specifically, the Audit Report found, inter alia, that: 1) from February 1985 to October 1987, Soto appointed twenty-two of his own family members as employees, and eleven family members of municipal legislators as employees; 2) twenty-one of these appointed employees did not have the background and minimum requirements for the positions to which they were appointed; and 3) some of the employees received salaries in excess of the maximum compensation set in the Municipality’s Uniform Class and Retribution Plan. It is important to note that the Comptroller belonged to the NPP, the same party as the administration which he criticized in his report.

In the Audit Report, the Comptroller summarized the financial situation of the Municipality as a “constant pattern of irregular behavior in relation to the administrative and fiscal procedures of th[e] Municipality.” Upon assuming office, Defendant Santiago encountered a deficit of sixteen million dollars, outstanding debt to suppliers of eleven million dollars, and debt to the government of Puerto Rico in the amount of fifty-three million dollars. As this Court held in its earlier Opinion and Order (No. 157), when the PDP administration took office in January of 2001, it inherited what could be described as a “badly-administered NPP fiefdom.”

The new administration embarked on a Corrective Action Plan to address the Comptroller’s findings. As part of the plan, the new administration consulted with OCALARH and the Office of the Commissioner of Municipal Affairs (“OCAM”). At that time, these government agencies were unanimous in their view: the 1997 Changes were null and void because they had not been approved by OCALARH, and the employees had to be placed within the framework of the 1991 Plan. The Municipality undertook its review of all employee personnel files. Once the results were available, Defendant Santiago sent letters to all employees who could be affected by personnel transactions. These letters apprised the employees of their right to a hearing before an Independent Hearing Examiner (“IHE”). A hearing was held for those employees who requested it, and the IHE issued his or her own report. A second letter was sent to those employees who had requested a hearing informing them of the IHE’s recommendation. If the IHE was in agreement with the Municipality’s initial determination with respect to an employee, such employee was informed of the effective date of the change in his or her status, position and salary. These employees were also informed of their right to seek a review from the Board of Appeals of Personnel Administration.

Plaintiffs argue that the Comptrollers’ findings were used as an excuse to undertake personnel actions against them in violation of their First Amendment rights. Plaintiffs focus their argument on the 1997 Changes, which were used to appoint Plaintiffs to their original positions. Plaintiffs support a characterization of the 1997 Changes as amendments to the 1991 Plan, as opposed to a new plan, for the following reason: under Article 11.028 of Act No. 81, employee classification and retribution plans must be approved by OCALARH. However, mere plan amendments do not need to be approved by such office. Plaintiffs allege that the 1997 Changes were not *314 approved by OCALARH simply because approval was not required, as they were actually amendments rather than a new plan.

B. Procedural History

Defendants initially filed a motion for summary judgment on the grounds of qualified immunity and failure to state a claim under Section 1983 for deprivation of their First Amendment rights. On August 3, 2004, the Court entered Judgment (No.

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537 F. Supp. 2d 309, 2008 U.S. Dist. LEXIS 57346, 2008 WL 656040, Counsel Stack Legal Research, https://law.counselstack.com/opinion/aldarondo-lugo-v-santiago-diaz-prd-2008.