Ahvakana v. United States

CourtDistrict Court, D. Alaska
DecidedFebruary 17, 2022
Docket3:13-cv-00010
StatusUnknown

This text of Ahvakana v. United States (Ahvakana v. United States) is published on Counsel Stack Legal Research, covering District Court, D. Alaska primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Ahvakana v. United States, (D. Alaska 2022).

Opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF ALASKA

PETE AHVAKANA and LILLY AHVAKANA, Individually and as parents of J.A., a Minor, Case No. 3:13-cv-00010-JMK

Plaintiffs, ORDER DENYING MOTION TO vs. DISMISS FOR LACK OF SUBJECT MATTER JURISDICTION UNITED STATES OF AMERICA,

Defendant.

Before the Court is Defendant United States’ Motion to Dismiss for Lack of Jurisdiction at Docket 72. The motion has been fully briefed,1 and the Court held oral argument on September 17, 2021.2 For the following reasons, the motion is DENIED. I. BACKGROUND Plaintiffs Pete and Lilly Ahvakana bring this action on behalf of their minor son, J.A., and themselves under the Federal Tort Claims Act (FTCA), 28 U.S.C. § 2674. The Ahvakanas allege that medical personnel at the Alaska Native Medical Center in Anchorage, Alaska, and at Samuel Simmonds Memorial Hospital in Bethel, Alaska,

1 See Dockets 121; 132. 2 Docket 136. negligently failed to diagnose and treat J.A., causing lifelong disability and consequent emotional injury.3

The FTCA requires that claimants first exhaust their administrative remedies before filing an action in federal court.4 For the purposes of exhaustion, “[t]he failure of an agency to make final disposition of a claim within six months after it is filed shall . . . be deemed a final denial of the claim.”5 Here, Plaintiffs were required to submit their initial claims to Health and Human Services (“HHS”) for investigation and either (1) receive a final denial or (2) wait for six months to pass before filing an action in federal

court. The Ninth Circuit has held that this requirement is jurisdictional.6 The Ahvakanas filed the present case on January 15, 2013.7 In their Complaint, Plaintiffs stated that more than six months had elapsed since receipt of their claims at HHS, satisfying the prerequisite for federal court jurisdiction: 4. Notice of this claim as required by 28 USC 2675 was received by the U.S. Department of Health and Human Services on July 10, 2012.

5. Defendant has not rendered a final administrative decision and more than six months have elapsed since Plaintiffs submitted their administrative claims.8

3 Docket 1 at 3–4. Healthcare providers at these hospitals are employees of the United States for purposes of liability under the FTCA. See Docket 7 at 2. 4 28 U.S.C. § 2675(a). 5 Id.; see also 28 C.F.R. § 14.2(a) (A claim is “deemed to have been presented when a Federal agency receives from a claimant . . . an executed Standard Form 95 or other written notification of an incident, accompanied by a claim for money damages in a sum certain. . . .”). 6 Valadez-Lopez v. Chertoff, 656 F.3d 851, 855 (9th Cir. 2011); see also McNeil v. United States, 508 U.S. 106, 113 (1993) (describing the FTCA’s exhaustion requirement as a “clear statutory command”). However, some Circuits do not treat § 2675(a) as a jurisdictional prerequisite. See, e.g., Smoke Shop, LLC v. United States, 761 F.3d 779, 786–87 (7th Cir. 2014). 7 Docket 1. 8 Id. at 2. In its Answer, the Government responded that: 4. Defendant admits that the U.S. Department of Health and Human Services received administrative claims from the plaintiffs on July l6, 2012.

5. Defendant admits that prior to the plaintiffs filing the current Complaint, a final administrative decision has not been issued regarding the administrative claims and more than six months had elapsed from the date of filing the claims.9

Neither party followed up or otherwise addressed the conflicting dates regarding the claim receipt. Based on the admitted statement in the pleadings that six months had expired, both parties proceeded with the understanding that the Court held subject matter jurisdiction. The parties engaged in complex litigation over the course of seven years, and the Government was discussing a possible settlement.10 Now, nearly a decade later, the Government argues that the Ahvakanas filed their Complaint two days before the expiration of the six-month window, thus depriving this Court of jurisdiction.11 The parties appear to agree that Plaintiffs sent the HHS claim form via Three-Day Certified Mail on July 10, 2012.12 Plaintiffs argue that HHS received its claims three days later, on July 13, 2012, which would satisfy the six-month requirement.13 The Government argues that HHS received the claims six days after postmark, on Monday, July 16, 2012—two days shy of the six-month requirement.14

9 Docket 7 at 2. 10 See Docket 72 at 2. 11 Id. 12 See Docket 132 at 10 (citing Docket 105-7). 13 Plaintiffs acknowledge that the date of receipt included in their Complaint, July 10, 2012, was incorrect. Both parties agree that this is the date the claims were mailed, not when HHS received them. See Docket 132 at 10 (citing Docket 105-7). 14 Docket 72 at 6. The parties engaged in substantive litigation regarding which date HHS received the claims. Much of the evidence has been lost or destroyed in the seven years

between when the claims were mailed and when the Government filed its present motion, presumably because, until this point, the parties agreed that six months had elapsed.15 In support of its position, the Government provided the HHS claims, which show “received by” stamps dating July 16, 2012, and a letter mailed to the Ahvakanas stating that HHS received the claims on July 16, 2012.16 In support of their position, the Ahvakanas provide statistics on Certified Mail and evidence of the mail-room processes of HHS, which they

use to suggest the agency may have received the form on Friday July 10, but failed to process it until Monday, July 16.17 The Ahvakanas argue that, regardless of the factual dispute, the Government is bound to its admission in the pleadings that six months had elapsed since the claims were received by HHS and the Complaint was filed. In the alternate, they ask the Court to craft

an equitable remedy that would allow their claim to proceed.18 II. LEGAL STANDARD Under Rule 12(b)(1), a defendant may challenge subject matter jurisdiction in one of two ways:

15 See Docket 116 (Order denying additional discovery related to receipt of the HHS claims because the Government maintains such documentation did not exist and Plaintiffs have failed to demonstrate it does exist); see also Docket 121 at 28. 16 Dockets 72-1; 72-2; 72-3; 72-4. 17 Dockets 121-4; 121-5; 121-6; 121-7; 121-8; 121-9; 121-10. 18 If this Court were to grant the Government’s Motion to Dismiss, Plaintiffs would be prevented from refiling their claim, given the two-year statute of limitations for FTCA claims. See 28 U.S.C. § 2401(b). A “facial” attack accepts the truth of the plaintiff’s allegations but asserts that they are insufficient on their face to invoke federal jurisdiction. . . .

A “factual” attack, by contrast, contests the truth of the plaintiff’s factual allegations, usually by introducing evidence outside the pleadings. When the defendant raises a factual attack, the plaintiff must support her jurisdictional allegations with “competent proof[]” under the same evidentiary standard that governs in the summary judgment context. The plaintiff bears the burden of proving by a preponderance of the evidence that each of the requirements for subject-matter jurisdiction has been met. . . .

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