Aguirre v. United States Nuclear Regulatory Commission

District Court, S.D. California·Decided February 19, 2020·No. 3:19-cv-00495·Unknown

Opinion

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA

10 MICHAEL J. AGUIRRE, Case No. 19-cv-495-BAS-BLM 11 Plaintiff, ORDER GRANTING 12 DEFENDANT’S MOTION FOR SUMMARY JUDGMENT 13 v. [ECF No. 10] U.S. NUCLEAR REGULATORY 14 COMMISSION,

15 Defendant. 16 17 Plaintiff Michael Aguirre filed a complaint against Defendant United States 18 Nuclear Regulatory Commission (“NRC”). In sum, in December 2018, Plaintiff 19 requested two productions of documents from the NRC pursuant to the Freedom of 20 Information Act (“FOIA”), 5 U.S.C. § 552. Plaintiff now seeks a declaratory 21 judgment that the NRC’s failure to respond to his requests was unlawful, an order 22 compelling the NRC to release the documents, and attorney’s fees. (“Compl.,” ECF 23 No. 1.) 24 I. FACTUAL BACKGROUND 25 Plaintiff alleges there is a “pattern of safety violations” occurring on a site that 26 stores nuclear waste in San Diego, California. (Compl. ¶ 4.) Plaintiff alleges the 27 NRC, the agency in charge of regulating the storage of the nuclear waste, is not 1 ¶¶ 3, 5, 14.) Therefore, on December 21, 2018, and December 22, 2018, Plaintiff 2 emailed two FOIA requests to the NRC. (Id. ¶¶ 49, 50.) The NRC assigned the 3 requests the tracking numbers NRC-2019-000154 and NRC-2019-000155 4 (hereinafter, “the ’154 request” and “the ’155 request”). In the ‘154 request, Plaintiff 5 sought “the writings prepared from the NRC team interview of the licensee (SCE) 6 and contractor (Holtec) staff involved or present during the August 3, 2018, 7 misalignment incident” and “the records the NRC reviewed related to dry cask 8 storage operations.” (Exhibit 1 to Declaration of Tina Ennis, ECF No. 10-2.) In the 9 same email, Plaintiff stated, “[if] costs for producing these writings exceeds $1500 10 please notify me, otherwise please proceed.” (Id.) In the ‘155 request, Plaintiff 11 sought “any writings showing Southern California Edison (SCE) reported to the 12 Nuclear Regulatory Commission, SCE’s discovery of broken shim pin(s) in an empty 13 cannister before it was loaded at the San Onofre ISFSI in February 2018.” (Exhibit 14 2 to Declaration of Tina Ennis.) In the same email, Plaintiff requested he be notified 15 “if the fee for the writins [sic] will exceed $1500.” (Id.) 16 On January 30, 2019, the NRC sent two letters to Plaintiff, apologizing for the 17 delay in acknowledging both requests. (Exhibit 3 to Declaration of Tina Ennis.) Both 18 letters stated that the estimated completion date for the requests was February 28, 19 2019. Both letters noted that Plaintiff may be charged appropriate fees for search and 20 review time. (Id.) 21 On February 5, 2019, Tina Ennis, a FOIA analyst with the NRC, emailed 22 Plaintiff regarding the ‘155 request and stated that because Plaintiff was determined 23 to be a “commercial use” requester, he was responsible for search and review costs. 24 (Exhibit 4 to Declaration of Tina Ennis.) Ms. Ennis acknowledged that Plaintiff 25 agreed to pay up to $1500 but asked Plaintiff to complete the attached official form. 26 (Id.) Ms. Ennis specifically noted that the NRC would not process Plaintiff’s request 27 without advance payment, and that if Plaintiff did not respond within 15 days, his 1 A few days later, Plaintiff’s law partner Maria Severson sent a letter to Ms. 2 Ennis, titled an “appeal and request to expedite” Plaintiff’s two requests. (Exhibit 5 3 to Declaration of Tina Ennis.) In the letter, Ms. Severson threatened to file a 4 complaint if she was not assured that Plaintiff’s requests would be expedited. (Id.) 5 The letter does not mention the requested advanced payment. Ms. Ennis responded 6 by a short email that said an “acknowledgment letter” of the appeal was attached. 7 (Exhibit 6 to Declaration of Tina Ennis.) The Court sees no such letter in the parties’ 8 exhibits. In her declaration, Ms. Ennis says this letter explained that the NRC denied 9 the request for expedited treatment. (Ennis Declaration ¶ 7.) The letter has not been 10 provided, so the Court cannot confirm its contents. But, it is logical to assume that 11 Plaintiff’s requests were not in fact expedited, or the present case would not exist. 12 On February 14, 2019, Ms. Ennis emailed Plaintiff regarding the ‘154 request. 13 (Exhibit 7 to Declaration of Tina Ennis.) Ms. Ennis asked Plaintiff to please clarify what records you are looking for as it pertains to “the 14 records the NRC reviewed related to dry cask storage operations”. 15 Should the term “operations” be considered in the narrow sense (actions related to moving the canister from point A to point B), or 16 all-encompassing (management controls, design control, training, 17 health physics, etc)? This will help us in determinating [sic] the fees related to this request. 18 19 (Id.) There is no evidence Plaintiff responded to this email. 20 On February 22, 2019, another FOIA officer sent a letter to Plaintiff notifying 21 him that his two requests were aggregated for purposes of fees. (Exhibit 8 to 22 Declaration of Tina Ennis.) The letter referenced the prior February 5 letter sent to 23 Plaintiff regarding the advanced payment, as well as the February 14 email regarding 24 the request for clarification. (Id.) The officer noted that because the NRC had not 25 received the payment or the clarification, it was administratively closing both 26 requests. (Id.) A few weeks later, Plaintiff filed the present case. 27 II. PROCEDURAL BACKGROUND 1 to exhaust the administrative remedies for both FOIA requests before filing his 2 complaint. (“Mot.,” ECF No. 10.) Although not clearly specified in the Motion, it 3 appears that the Motion was brought under Federal Rule of Civil Procedure 12(b)(6). 4 (See id. at 6 (“Defendant respectfully moves for dismissal of the complaint for failure 5 to state a claim, based on lack of exhaustion of administrative remedies.”).) 6 Defendant attached a declaration by Tina Ennis and eight exhibits to its Motion. 7 (ECF No. 10-2.) Defendant did not explain why it believed the Court could consider 8 these exhibits at the motion to dismiss stage. Therefore, the Court converted the 9 Motion to a motion for summary judgment. (ECF No. 15.) The Court permitted both 10 parties to submit any further material in support of the Motion or Opposition and 11 provided separate deadlines for each party. Defendant did not file anything by its 12 deadline, and Plaintiff submitted further points and authorities along with a 13 declaration by Plaintiff and three new exhibits, (ECF Nos. 16, 16-1).1 14 The Court held oral argument on this Motion on February 18, 2020. For the 15 reasons discussed below, the Court GRANTS Defendant’s Motion for Summary 16 Judgment, (ECF No. 10). 17 III. LEGAL STANDARD 18 “A party may move for summary judgment, identifying each claim or defense 19 —or the part of each claim or defense—on which summary judgment is sought. The 20 court shall grant summary judgment if the movant shows that there is no genuine 21 1 This supplemental response filed by Plaintiff details issues that have arisen since the filing of the 22 complaint. These documents are irrelevant to the issue before the Court: whether Plaintiff 23 exhausted his administrative remedies before filing the present complaint. Defendant moves ex parte for leave to file a supplemental reply to respond to Plaintiff’s supplemental response. (ECF 24 No. 17.) Because the Court finds Plaintiff’s supplemental response is largely irrelevant, it need not receive a response by the NRC. The Court therefore DENIES the NRC’s ex parte motion, 25 (ECF No. 17). Plaintiff also requests the Court take judicial notice of various documents. The documents 26 relate to the merits of Plaintiff’s FOIA requests. (ECF No.

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