Adoption of K.M.G., Appeal of: T.L.G.

2019 Pa. Super. 281, 219 A.3d 662
CourtSuperior Court of Pennsylvania
DecidedSeptember 13, 2019
Docket580 WDA 2018
StatusPublished

This text of 2019 Pa. Super. 281 (Adoption of K.M.G., Appeal of: T.L.G.) is published on Counsel Stack Legal Research, covering Superior Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Adoption of K.M.G., Appeal of: T.L.G., 2019 Pa. Super. 281, 219 A.3d 662 (Pa. Ct. App. 2019).

Opinion

J-E01005-19

2019 PA Super 281

IN RE: ADOPTION OF K.M.G. : IN THE SUPERIOR COURT OF : PENNSYLVANIA : APPEAL OF: T.L.G., MOTHER : : : : : : No. 580 WDA 2018

Appeal from the Decree March 5, 2018 In the Court of Common Pleas of McKean County Orphans' Court at No(s): 42-17-0239

IN RE: ADOPTION OF: A.M.G. : IN THE SUPERIOR COURT OF : PENNSYLVANIA : APPEAL OF: T.L.G., MOTHER : : : : : : No. 581 WDA 2018

Appeal from the Decree March 5, 2018 In the Court of Common Pleas of McKean County Orphans' Court at No(s): No. 42-17-0240

IN RE: ADOPTION OF S.A.G. : IN THE SUPERIOR COURT OF : PENNSYLVANIA : APPEAL OF: T.L.G., MOTHER : : : : : : No. 582 WDA 2018

Appeal from the Decree March 5, 2018 In the Court of Common Pleas of McKean County Orphans' Court at No(s): No. 42-17-0241

IN RE: ADOPTION OF J.C.C. : IN THE SUPERIOR COURT OF : PENNSYLVANIA : J-E01005-19

APPEAL OF: T.L.G., MOTHER : : : : : : No. 583 WDA 2018

Appeal from the Decree March 5, 2018 In the Court of Common Pleas of McKean County Orphans' Court at No(s): 42-17-0242

BEFORE: PANELLA, P.J., BENDER, P.J.E., LAZARUS, J., OLSON, J., DUBOW, J., KUNSELMAN, J., NICHOLS, J., MURRAY, J., and McLAUGHLIN, J.

OPINION BY DUBOW, J.: FILED SEPTEMBER 13, 2019

In these consolidated appeals, Appellant, T.L.G. (“Mother”), appeals

from the Decrees that involuntarily terminated her parental rights to her four

minor children (“the Children”). This Court certified this case for en banc

review to determine whether, in reviewing involuntary termination of parental

rights decisions, this Court has the obligation to review sua sponte whether

the Guardian ad Litem (“GAL”) had a conflict.

We find that we do not have the authority to address the conflict issue

sua sponte. In so holding, we overrule In re Adoption of T.M.L.M., 184

A.3d 585 (Pa. Super. 2018).1 We also affirm the orphans’ court order

involuntarily terminating Mother’s parental rights.

____________________________________________

1 “It is well settled that this Court, sitting en banc, may overrule the decision

of a three-judge panel of this Court.” Commonwealth v. Morris, 958 A.2d 569, 580 n.2 (Pa. Super. 2008) (citation omitted).

-2- J-E01005-19

On January 4, 2019, this Court certified this case for en banc review. On

January 4, 2019, this court certified this case for en banc review of the

following issues, slightly reframed for clarity:

1. Is it mandatory that the Superior Court, in an appeal from an involuntary termination decision, review sua sponte whether the child’s legal counsel and/or guardian ad litem [“GAL”] properly represented the child’s legal interest, particularly in regard to whether there was a conflict between GAL’s representation and the child’s stated preference?

2. When a party properly raises the issue of whether a GAL has a conflict before the orphans’ court, what is the standard of review that Superior Court must use to review the decision of the trial court?

3. When a party raises the issue that the GAL has an undisclosed conflict for the first time on appeal before Superior Court, must Superior Court remand the case to the orphans’ court to determine whether a conflict exists or may Superior Court make its own determination from the certified record?

4. What factors must the orphans’ court consider and findings the orphans’ court must make in determining whether the child’s preference differs from the child’s best interests and thus, the GAL has a conflict?

The parties have filed supplemental Briefs addressing these issues.

SUPERIOR COURT’S AUTHORITY TO RAISE SUA SPONTE AN UNDISCLOSED CONFLICT OF A GAL

In a dependency case, the trial court appoints a GAL who is “to represent

the legal interests and the best interests of the child.” 42 Pa.C.S. § 6311(a);

Pa.R.J.C.P. 1151(A). There will be times when the child’s best interest differs

from the child’s stated preferences. In such instances, the GAL has the

-3- J-E01005-19

professional obligation to notify the court of a conflict. See Rule of

Professional Conduct 1.7. When the GAL notifies the court of a conflict, the

court will appoint a separate attorney to represent the child’s stated interest.

See Pa.R.J.C.P. 1154 cmt.

Since the parties in a dependency proceeding are usually identical to

those in a hearing on a petition to involuntarily terminate parental rights, the

orphans’ court often appoints the dependency GAL to represent the child

during the termination proceedings. This is pursuant to Section 2313 of the

Adoption Act that requires the court to appoint “counsel” to represent the child

at the involuntary termination hearing. 23 Pa.C.S. 2313(a). There has been

much litigation recently about the term “counsel” and those instances in which

a GAL has a conflict and may not serve as “counsel.”2 See, e.g., In re:

Adoption of L.B.M., 161 A.3d 172 (Pa. 2017); In re: T.S., 192 A.3d 1080

(Pa. 2018).

We are not defining today those situations in which a GAL has a conflict,

but rather the procedural issue of whether Superior Court must sua sponte

review every termination case to make an independent determination of

whether a GAL has a conflict.

2 In a termination hearing in which the GAL is advocating that it is in the child’s

best interest for the orphans’ court to grant the termination petition, it is typically a parent who will raise the issue that the GAL has a conflict. The parent will argue that there is a conflict because the parent believes that the child does not want to have the rights of his parent terminated and thus, the child opposes a petition to terminate parental rights.

-4- J-E01005-19

A three-judge panel of this Court, in T.M.L.M., held that Superior Court

must sua sponte make an independent determination of whether a GAL has a

conflict in every involuntary termination case. T.M.L.M., 184 A.3d at 590. In

that case, the orphans’ court stated on the record that the appointment of the

GAL for the involuntary termination hearing complied with L.B.M. and, thus,

Section 2313(a). Id. at 588. No party on appeal contested this finding of the

orphans’ court. Yet, the panel in T.M.L.M. sua sponte reviewed the record,

found that the GAL may have a conflict, reversed the order terminating the

mother’s parental rights, and remanded the case for further proceedings. Id.

at 590. We now overrule T.M.L.M because the Superior Court only has the

authority to raise sua sponte the issue of whether the lower court appointed

any counsel for the child, and not the authority to delve into the quality of the

representation.

It is well established that an appellate court may not raise an issue sua

sponte, except when the issue addresses the subject-matter jurisdiction of the

court. In re Angeles Roca First Judicial Dist. Philadelphia Cty., 173 A.3d

1176, 1197 (Pa. 2017) (“It is foundational that jurisdictional questions may

be raised sua sponte.”); Commonwealth v. Parker, 173 A.3d 294, 296 (Pa.

Super. 2017) (“A court may consider the issue of jurisdiction sua sponte.”).

There are, however, a few discrete, limited non-jurisdictional issues that

the Supreme Court has authorized the lower courts to raise sua sponte, such

as waiver as a result of various briefing defects.

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