Adam Bogart v. Univ. of Ky.

Court of Appeals for the Sixth Circuit·Decided March 18, 2019·No. 18-5029·Unpublished

Opinion

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION File Name: 19a0129n.06

No. 18-5029

UNITED STATES COURT OF APPEALS FILED FOR THE SIXTH CIRCUIT Mar 18, 2019 DEBORAH S. HUNT, Clerk

ADAM BOGART, )

)

Plaintiff-Appellant, ) ON APPEAL FROM THE ) UNITED STATES DISTRICT v. ) COURT FOR THE EASTERN ) DISTRICT OF KENTUCKY UNIVERSITY OF KENTUCKY, )

)

Defendant-Appellee. )

Before: KEITH, COOK, and LARSEN, Circuit Judges.

LARSEN, Circuit Judge. Adam Bogart, a former lab technician at the University of Kentucky, claims that the University violated the Kentucky Whistleblower Act and the Kentucky Civil Rights Act when it terminated him. According to Bogart, he was fired for telling his supervisor that statistical data she purchased from an outside company was seriously flawed. Bogart also alleges the University fired him because he has Tourette syndrome. The district court granted the University’s motion to dismiss the Whistleblower Act claim after concluding that Bogart’s complaint to his supervisor was not protected activity under that statute. The district court then granted summary judgment for the University on the disability discrimination claim because Bogart failed to make out a prima facie case of discrimination and, alternatively, failed to create a genuine issue of material fact regarding whether the University’s asserted reason for firing him—his unsatisfactory performance—was pretextual. Bogart now appeals the district court’s disposition of both claims. For the following reasons, we AFFIRM.

I.

Bogart suffers from Tourette syndrome “complicated by dystonia and mild cognitive impairment that is triggered by stress.” His symptoms include slight incoordination, head shaking, eye blinking, and, occasionally, grunting. Bogart also experiences some symptoms of obsessive- compulsive disorder and a slightly below-average learning curve. He sees neurologists and psychiatrists to treat his condition, which is well-managed by medication. Even with medication, Bogart still shakes his head from left to right in a “no” motion approximately once every minute or two. Bogart earned a Ph.D. in behavioral neuroscience in 2010 from Kent State University, and then entered a year-long postdoctoral fellowship in radiology.

In December 2013, Bogart applied for a research position with Dr. Ai-Ling Lin, a researcher at the University of Kentucky. Originally from Taiwan, Lin received her Ph.D. in Radiological Sciences from the University of Texas Health Science Center at San Antonio. Her professional specialties include “risks for Alzheimer’s disease[] and dietary effects on cognitive aging.” After conducting an interview with Bogart at the University of Kentucky, Lin hired him as a senior laboratory technician, and he began work in June 2014, subject to a ninety-day probationary period.

Bogart’s primary assignment was to conduct statistical analysis on a data set that Lin had purchased from an outside company, Metabolon, Inc. Lin spent $20,000 from a federal research grant to buy the Metabolon data. The data set contained the results of a study to determine how caloric restriction affects cognitive aging. Metabolon had performed tests on mouse brains and then performed preliminary analysis on the resulting data.

Reviewing the Metabolon data, Bogart noticed serious flaws: there were “a number of very significant outliers that could not be attributed to natural phenomena,” with “data from certain

mouse brains . . . missing and unaccounted for.” According to Bogart, the flaws1 in the data meant that he “was never able to produce results to Dr. Lin’s satisfaction.” Bogart spoke with Lin about his concerns, but she allegedly refused to address the problem.

Around August 1, 2014, Lin called Bogart into her office and asked if he had Parkinson’s disease—she had noticed that he shakes his head back and forth. Bogart replied that he did not have Parkinson’s disease but did have lesions on his brain. Lin allegedly “became angry and questioned why [Bogart] had not told her about the lesion on [his] brain during [his] interview for the job.” In an email sent later that day, Bogart elaborated on his condition and explained that he “ha[d] a slower learning curve than is usual for what you expect. But all of a sudden, I completely ‘get’ it—people are always fooled by my true abilities because of this.” By email, Lin thanked him for explaining his condition and said that her concern was “not the speed of [Bogart’s] learning curve, but the skills and professionalism [he] should already have after [his] Ph.D. training and so many years of experiences, e.g., the statistical analysis ability.”

As Lin’s email suggests, there had been “discord” between Lin and Bogart. Bogart says that, though Lin’s English was “excellent,” “[t]hroughout [his] employment,” she would repeatedly ask him whether he could understand her English and would “say[] something to the effect of ‘maybe I’m not getting through to you.’” Lin would also say that Bogart’s “inability to complete the analysis was because she had ‘set the bar too high’ for [him], and that maybe [he] was incapable of doing ‘this kind of work.’” Bogart claims that Lin would often become angry with him and raise her voice. For her part, Lin contends that “Bogart began to exhibit substandard

1 The record suggests the Metabolon data was flawed. Following his termination, Bogart reported his concerns about the data to the U.S. Department of Health and Human Services’ (DHHS) Office of Research Integrity, Division of Investigative Oversight. DHHS’s resulting report largely confirmed Bogart’s concerns with the data.

performance in late June[] 2014.” Bogart’s alleged deficiencies included forgetting to clock in and out at appropriate times; working more than forty hours per week after being instructed not to do so; failing to complete assignments; sleeping in the lab; chatting socially during work hours; and communicating with sales representatives in a capacity beyond his job description. Furthermore, on multiple occasions, Bogart mislabeled columns of data that he was analyzing and mistakenly “swapped numbers” between those columns. Lin says that these were “very serious” errors.2 Lin also claims that Bogart frequently was rude and insubordinate toward her and spoke to her in a derogatory manner.

Bogart admits most of these allegations but tries to qualify or downplay his errors. He says that he never actually “swapped numbers” but only, “on a few occasions,” reversed the headings on two columns of data, which, he says, were insignificant mistakes “commonly made when dealing with tremendous quantities of data.” Similarly, Bogart admits he once chatted with an IT professional, but he claims he did so only while the professional was working on his computer. He says he “was never aware of any occasion” when he fell asleep in Lin’s lab but was “informed of one occasion on which others say that [he] fell asleep.”

The University’s account of Bogart’s misconduct was detailed in a written summary of an oral warning that Bogart received during an August 26 meeting with Lin and two University administrators. At this point, Bogart was still within his initial probationary period of employment. And after summarizing Bogart’s inadequate performance and setting out required measures for improvement, the August 26 warning stated that “[f]ailure to improve and sustain improvement . . . may result in additional corrective action up to and possibly including termination of employment.” At the meeting, Bogart tried to explain that the flaws in the

2 Lin mentioned the gravity of these errors in her August 1 email reply to Bogart.

Metabolon data kept him from completing his assignments, but the administrators allegedly “cut [him] off,” saying that they “didn’t understand science.” Bogart received a disability accommodation form during the meeting, but he never requested any accommodations.

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