1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA
9 Norma Diaz Acosta, No. CV-22-00349-PHX-DJH
10 Plaintiff, ORDER
11 v.
12 Commissioner of Social Security Administration, 13 Defendant. 14 15 Plaintiff Norma Diaz Acosta (“Plaintiff”) seeks judicial review of a decision by 16 the Social Security Administration (“SSA”) Commissioner (the “Commissioner”) 17 denying Plaintiff’s application for SSA disability benefits. Plaintiff filed her Opening 18 Brief (Doc. 20).1 The Court has reviewed the briefs and the Administrative Record (Doc. 19 19-3, “R.”). For the reasons below, the Court affirms the Administrative Law Judge’s 20 (“ALJ”) May 2021 decision (R. 19-3 at 30) finding Plaintiff is not disabled. 21 I. Standard of Review 22 In determining whether to reverse an ALJ’s decision, the district court reviews 23 only those issues raised by the party challenging the decision. See Lewis v. Apfel, 236 24 F.3d 503, 517 n.13 (9th Cir. 2001). The Court may set aside the Commissioner’s 25 disability determination only if it is not supported by substantial evidence or is based on 26 legal error. Orn v. Astrue, 495 F.3d 625, 630 (9th Cir. 2007). Substantial evidence is 27 relevant evidence that a reasonable person might accept as adequate to support a 28 1 Defendant filed a Response (Doc. 22); Plaintiff did not file a Reply. 1 conclusion when considering the record as a whole. Id. To determine whether 2 substantial evidence supports a decision, the Court must consider the record as a whole 3 and may not affirm simply by isolating a “specific quantum of supporting evidence.” Id. 4 Generally, “[w]here the evidence is susceptible to more than one rational interpretation, 5 one of which supports the ALJ’s decision, the ALJ’s conclusion must be upheld.” 6 Thomas v. Barnhart, 278 F.3d 947, 954 (9th Cir. 2002) (citations omitted). 7 To determine whether a claimant is disabled for purposes of the Social Security 8 Act (“the Act”), the ALJ follows a five-step process. 20 C.F.R. § 404.1520(a)–(g). The 9 claimant bears the burden of proof on the first four steps, but the burden shifts to the 10 Commissioner at step five. Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). First, 11 the ALJ determines whether the claimant is presently engaging in substantial gainful 12 activity. 20 C.F.R. § 404.1520(a)(4)(i). Second, the ALJ determines whether the 13 claimant has a “severe” medically determinable physical or mental impairment. 14 Id. § 404.1520(a)(4)(ii). Third, the ALJ considers whether the claimant’s impairment or 15 combination of impairments meets or medically equals an impairment listed in Appendix 16 1 to Subpart P of 20 C.F.R. Part 404. Id. § 404.1520(a)(4)(iii). If so, the claimant is 17 automatically found to be disabled. Id. At step four, the ALJ assesses the claimant’s 18 residual functional capacity (“RFC”) and determines whether the claimant is still capable 19 of performing past relevant work. Id. § 404.1520(a)(4)(iv). If the claimant is still 20 capable of performing past relevant work, the claimant is not disabled, and the inquiry 21 ends. If not, the ALJ proceeds to the fifth and final step, where he determines whether 22 the claimant can perform any other work in the national economy based on the claimant’s 23 residual functional capacity, age, education, and work experience. 24 Id. § 404.1520(a)(4)(v). If the ALJ determines no such work is available, the claimant is 25 disabled. Id. 26 II. Procedural History 27 On June 5, 2019, Plaintiff protectively filed an application for a period of 28 disability and disability benefits with an alleged onset date of March 27, 2019. (R. at 20). 1 The ALJ issued an unfavorable decision on May 19, 2021. (Id. at 30). The ALJ’s 2 findings are as follows: 3 At step one, the ALJ found that Plaintiff met the insured status requirements of the 4 Act through March 31, 2029, and that she had not engaged in substantial gainful activity 5 since March 27, 2019. (R. at 22). At step two, the ALJ found that Plaintiff had the 6 following severe impairment: mild knee degenerative joint disease, RFhS negative 7 rheumatoid arthritis, retained bullet fragments in the lumbar spine and obesity. (Id.) At 8 step three, the ALJ determined that Plaintiff does not have an impairment or combination 9 of impairments that meets or medically equals an impairment listed in Appendix 1 to 10 Subpart P of 20 C.F.R. Pt. 404. 11 At step four, the ALJ found that Plaintiff had the RFC to perform “light work . . . 12 except she can never climb ladders, ropes or scaffolds. She can frequently stoop, kneel, 13 crouch, crawl and climb ramps or stairs. She can have occasional exposure to dangerous 14 moving machinery and unprotected heights. She can frequently handle and finger 15 bilaterally.” (Id. at 25.) The ALJ concluded that Plaintiff was able to perform her past 16 relevant work as a tool crib attendant, and therefore Plaintiff was not disabled. 17 (Id. at 28). The ALJ also made an alternative finding at Step Five of the evaluation 18 process, finding Plaintiff was not disabled because she could perform other jobs existing 19 in significant numbers in the national economy. (Id. at 29). 20 The Appeals Council denied Plaintiff’s request for review. (Id. at 2). This appeal 21 followed. 22 III. Discussion 23 Plaintiff argues the ALJ erred in two ways: at Step Four by determining that she 24 retained the ability to perform her past relevant work as a tool crib attendant; and (2) at 25 Step Five by finding she had acquired transferable skills to other light work. 26 (Doc. 20 at 1). The Court will address Plaintiff’s arguments in turn. 27 / / / 28 / / / 1 A. The ALJ’s Step Four Determination 2 Plaintiff argues the ALJ erred in finding her capable of performing her past job as 3 a tool crib attendant because (1) this job was a composite job and the Vocational Expert 4 (“VE”) failed to properly classify this work; and (2) Plaintiff performed the tool crib 5 attendant job at the medium exertion level, not light. (Doc. 20 at 4). 6 At step four, Plaintiff had the burden of showing she could no longer perform her 7 past relevant work. See Pinto v. Massanari, 249 F.3d 840, 844 (9th Cir. 2001). The ALJ 8 may conclude a plaintiff can perform past relevant work by finding she is able to perform 9 the actual functional demands and duties of a particular past relevant job or finding she is 10 able to perform the functional demands and duties of the occupation as generally required 11 by employers throughout the national economy. Id. at 845. Thus, Plaintiff had the 12 burden to prove that she cannot perform her prior relevant work either as actually 13 performed or as generally performed. Carmickle v. Comm’r of Soc. Sec. Admin., 533 14 F.3d 1155, 1166 (9th Cir. 2008). “An ALJ may use the testimony of a vocational expert 15 to determine whether the claimant can perform past relevant work.” Ghanim v. Colvin, 16 763 F.3d 1154, 1166 (9th Cir. 2014) (citing 20 C.F.R. § 404.1566(e)).
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1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA
9 Norma Diaz Acosta, No. CV-22-00349-PHX-DJH
10 Plaintiff, ORDER
11 v.
12 Commissioner of Social Security Administration, 13 Defendant. 14 15 Plaintiff Norma Diaz Acosta (“Plaintiff”) seeks judicial review of a decision by 16 the Social Security Administration (“SSA”) Commissioner (the “Commissioner”) 17 denying Plaintiff’s application for SSA disability benefits. Plaintiff filed her Opening 18 Brief (Doc. 20).1 The Court has reviewed the briefs and the Administrative Record (Doc. 19 19-3, “R.”). For the reasons below, the Court affirms the Administrative Law Judge’s 20 (“ALJ”) May 2021 decision (R. 19-3 at 30) finding Plaintiff is not disabled. 21 I. Standard of Review 22 In determining whether to reverse an ALJ’s decision, the district court reviews 23 only those issues raised by the party challenging the decision. See Lewis v. Apfel, 236 24 F.3d 503, 517 n.13 (9th Cir. 2001). The Court may set aside the Commissioner’s 25 disability determination only if it is not supported by substantial evidence or is based on 26 legal error. Orn v. Astrue, 495 F.3d 625, 630 (9th Cir. 2007). Substantial evidence is 27 relevant evidence that a reasonable person might accept as adequate to support a 28 1 Defendant filed a Response (Doc. 22); Plaintiff did not file a Reply. 1 conclusion when considering the record as a whole. Id. To determine whether 2 substantial evidence supports a decision, the Court must consider the record as a whole 3 and may not affirm simply by isolating a “specific quantum of supporting evidence.” Id. 4 Generally, “[w]here the evidence is susceptible to more than one rational interpretation, 5 one of which supports the ALJ’s decision, the ALJ’s conclusion must be upheld.” 6 Thomas v. Barnhart, 278 F.3d 947, 954 (9th Cir. 2002) (citations omitted). 7 To determine whether a claimant is disabled for purposes of the Social Security 8 Act (“the Act”), the ALJ follows a five-step process. 20 C.F.R. § 404.1520(a)–(g). The 9 claimant bears the burden of proof on the first four steps, but the burden shifts to the 10 Commissioner at step five. Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). First, 11 the ALJ determines whether the claimant is presently engaging in substantial gainful 12 activity. 20 C.F.R. § 404.1520(a)(4)(i). Second, the ALJ determines whether the 13 claimant has a “severe” medically determinable physical or mental impairment. 14 Id. § 404.1520(a)(4)(ii). Third, the ALJ considers whether the claimant’s impairment or 15 combination of impairments meets or medically equals an impairment listed in Appendix 16 1 to Subpart P of 20 C.F.R. Part 404. Id. § 404.1520(a)(4)(iii). If so, the claimant is 17 automatically found to be disabled. Id. At step four, the ALJ assesses the claimant’s 18 residual functional capacity (“RFC”) and determines whether the claimant is still capable 19 of performing past relevant work. Id. § 404.1520(a)(4)(iv). If the claimant is still 20 capable of performing past relevant work, the claimant is not disabled, and the inquiry 21 ends. If not, the ALJ proceeds to the fifth and final step, where he determines whether 22 the claimant can perform any other work in the national economy based on the claimant’s 23 residual functional capacity, age, education, and work experience. 24 Id. § 404.1520(a)(4)(v). If the ALJ determines no such work is available, the claimant is 25 disabled. Id. 26 II. Procedural History 27 On June 5, 2019, Plaintiff protectively filed an application for a period of 28 disability and disability benefits with an alleged onset date of March 27, 2019. (R. at 20). 1 The ALJ issued an unfavorable decision on May 19, 2021. (Id. at 30). The ALJ’s 2 findings are as follows: 3 At step one, the ALJ found that Plaintiff met the insured status requirements of the 4 Act through March 31, 2029, and that she had not engaged in substantial gainful activity 5 since March 27, 2019. (R. at 22). At step two, the ALJ found that Plaintiff had the 6 following severe impairment: mild knee degenerative joint disease, RFhS negative 7 rheumatoid arthritis, retained bullet fragments in the lumbar spine and obesity. (Id.) At 8 step three, the ALJ determined that Plaintiff does not have an impairment or combination 9 of impairments that meets or medically equals an impairment listed in Appendix 1 to 10 Subpart P of 20 C.F.R. Pt. 404. 11 At step four, the ALJ found that Plaintiff had the RFC to perform “light work . . . 12 except she can never climb ladders, ropes or scaffolds. She can frequently stoop, kneel, 13 crouch, crawl and climb ramps or stairs. She can have occasional exposure to dangerous 14 moving machinery and unprotected heights. She can frequently handle and finger 15 bilaterally.” (Id. at 25.) The ALJ concluded that Plaintiff was able to perform her past 16 relevant work as a tool crib attendant, and therefore Plaintiff was not disabled. 17 (Id. at 28). The ALJ also made an alternative finding at Step Five of the evaluation 18 process, finding Plaintiff was not disabled because she could perform other jobs existing 19 in significant numbers in the national economy. (Id. at 29). 20 The Appeals Council denied Plaintiff’s request for review. (Id. at 2). This appeal 21 followed. 22 III. Discussion 23 Plaintiff argues the ALJ erred in two ways: at Step Four by determining that she 24 retained the ability to perform her past relevant work as a tool crib attendant; and (2) at 25 Step Five by finding she had acquired transferable skills to other light work. 26 (Doc. 20 at 1). The Court will address Plaintiff’s arguments in turn. 27 / / / 28 / / / 1 A. The ALJ’s Step Four Determination 2 Plaintiff argues the ALJ erred in finding her capable of performing her past job as 3 a tool crib attendant because (1) this job was a composite job and the Vocational Expert 4 (“VE”) failed to properly classify this work; and (2) Plaintiff performed the tool crib 5 attendant job at the medium exertion level, not light. (Doc. 20 at 4). 6 At step four, Plaintiff had the burden of showing she could no longer perform her 7 past relevant work. See Pinto v. Massanari, 249 F.3d 840, 844 (9th Cir. 2001). The ALJ 8 may conclude a plaintiff can perform past relevant work by finding she is able to perform 9 the actual functional demands and duties of a particular past relevant job or finding she is 10 able to perform the functional demands and duties of the occupation as generally required 11 by employers throughout the national economy. Id. at 845. Thus, Plaintiff had the 12 burden to prove that she cannot perform her prior relevant work either as actually 13 performed or as generally performed. Carmickle v. Comm’r of Soc. Sec. Admin., 533 14 F.3d 1155, 1166 (9th Cir. 2008). “An ALJ may use the testimony of a vocational expert 15 to determine whether the claimant can perform past relevant work.” Ghanim v. Colvin, 16 763 F.3d 1154, 1166 (9th Cir. 2014) (citing 20 C.F.R. § 404.1566(e)). 17 At step four, the ALJ found that Plaintiff had past relevant work as a warehouse 18 record clerk, a warehouse worker, and a tool crib attendant.2 (R. at 28). In light of 19 Plaintiff’s RFC, the ALJ found Plaintiff could still work as a tool crib attendant at the 20 light exertion level. (Id.) The record supports the ALJ’s determination. Plaintiff worked 21 as a tool crib attendant at Epson and InStaff for approximately thirteen years. (R. at 31). 22 At the administrative hearing, the VE classified Plaintiff’s tool crib attendant position as 23 requiring light exertion but noted that Plaintiff performed it once at light exertion and 24 once at medium exertion for different employers, Instaff and Epson. (Id. at 51). The ALJ 25 then posed an RFC for a hypothetical person with Plaintiff’s characteristics that matched 26 the light exertion RFC he later identified for Plaintiff. (Id.) The VE testified that the 27 2 Although the ALJ discussed additional work positions, the Court will consider her 28 determinations as to the tool crib attendant position because Plaintiff specifically raised this issue. 1 hypothetical person would be able to perform the tool crib attendant job as actually 2 performed by Plaintiff at the light exertion level. (Id. at 52). 3 Plaintiff claims the VE and ALJ relied on an inaccurate or insufficient 4 understanding of the actual tasks demanded in Plaintiff’s past work, and thus there was 5 not a meaningful evaluation of whether she could perform her past work as actually or 6 generally performed. (Doc. 20 at 10). The record belies Plaintiff’s contention. The ALJ 7 noted in her decision that Plaintiff’s work history reports were inconsistent with 8 Plaintiff’s earnings record, and so the ALJ allowed Plaintiff to file a post-hearing brief 9 describing her work history and the differences between her job at InStaff and Epson. 10 (R. at 93–96). Plaintiff’s post-hearing brief, however, failed to clarify the differences 11 found in the records and the ALJ therefore classified Plaintiff’s work based on the 12 answers she provided to the VE and on her initial work report found at Exhibit 6E (Doc. 13 19-7 at 31–38). (R. at 28). Indeed, the ALJ is responsible for resolving conflicts in 14 testimony, determining credibility, and resolving ambiguities. Andrews v. Shalala, 53 15 F.3d 1035, 1039 (9th Cir. 1995). The ALJ did so here. Because Plaintiff did not meet 16 her burden of showing she could not perform past relevant work, the ALJ properly found 17 she was not disabled. The Court finds no error regarding the ALJ’s Step Four analysis. 18 Substantial evidence supports the ALJ’s determination. 19 B. The ALJ’s Step Five Alternative Determination 20 Last, any alleged error regarding the ALJ’s Step Five alternative determination is 21 moot or harmless because the Court finds that substantial evidence supports the ALJ’s 22 Step Four finding that Plaintiff could perform her past relevant work. See Kimmel v. 23 Astrue, 2012 WL 680332, at *4 (C.D. Cal. Mar. 1, 2012) (holding that “[s]ince the Court 24 finds no error with regard to the Step Four analysis, the issue concerning alleged error 25 with regard to the Step Five process is effectively mooted”); see also Stout v. Comm’r, 26 Soc. Sec. Admin., 454 F.3d 1050, 1055 (9th Cir. 2006) (error is harmless when it occurs 27 in a step the ALJ was not required to perform). 28 / / / 1 Accordingly, 2 IT IS HEREBY ORDERED that the Administrative Law Judge’s May 2021 || decision (R. 19-3 at 30) is affirmed. The Clerk of Court is directed to enter judgment accordingly and dismiss this action. 5 Dated this 5th day of September, 2023. 6 7 Do Le 8 norable’Diang4. Hunfetewa 9 United States District Judge 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
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