Abbott Laboratories and Central Glass Company, Ltd. v. Baxter Pharmaceutical Products, Inc. And Baxter Health Care Corp.

334 F.3d 1274, 67 U.S.P.Q. 2d (BNA) 1191, 2003 U.S. App. LEXIS 13507, 2003 WL 21512566
CourtCourt of Appeals for the Federal Circuit
DecidedJuly 3, 2003
Docket02-1400
StatusPublished
Cited by52 cases

This text of 334 F.3d 1274 (Abbott Laboratories and Central Glass Company, Ltd. v. Baxter Pharmaceutical Products, Inc. And Baxter Health Care Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Abbott Laboratories and Central Glass Company, Ltd. v. Baxter Pharmaceutical Products, Inc. And Baxter Health Care Corp., 334 F.3d 1274, 67 U.S.P.Q. 2d (BNA) 1191, 2003 U.S. App. LEXIS 13507, 2003 WL 21512566 (Fed. Cir. 2003).

Opinion

RADER, Circuit Judge.

Plaintiffs-Appellants, Abbott Laboratories and Central Glass Company, Ltd. (col *1276 lectively, Abbott), appeal the district court’s grant of Defendants-Appellees Baxter Pharmaceutical Products, Inc. and Baxter Health Care Corp.’s (Baxter) motion for summary judgment of noninfringement. Abbott Labs v. Baxter Pharm. Prods., No. 01-CV-1867, 2002 WL 449007 (N.D.Ill. Mar. 22, 2002). Because the district court erred in construing the asserted claims, this court vacates the district court’s decision and remands for further adjudication.

I.

Abbott owns U.S. Patent No. 5,990,176 (the '176 patent), filed January 27, 1997, and issued November 23, 1999. The '176 patent claims compositions and methods of preventing the degradation of sevoflurane anesthetic by adding an effective amount of certain specific Lewis acid inhibitors. Abbott filed the '176 patent application after discovering that these Lewis acid inhibitors protected the shelf life of sevo-flurane. Lewis acids attack sevoflurane at its ether and halogen linkages, thereby releasing hydrofluoric acid (HF) into the anesthetic. Because HF corrodes skin and mucous membranes, its presence in an anesthetic is harmful. HF also etches glass, and thus, exposes sevoflurane in glass vessels to additional Lewis acids and glass particles. Therefore, the '176 patent improved the storage and use of sevoflu-rane.

Baxter filed an Abbreviated New Drug Application (ANDA) with the Food and Drug Administration (FDA) proposing to market generic sevoflurane. Baxter’s proposed product is a-composition containing sevoflurane anesthetic with not more than 130 ppm water. Baxter also proposes to contain the composition in an aluminum vessel coated with an epoxyphenolic resin liner. In its application to the FDA, Baxter made a paragraph IV certification that its proposed generic sevoflurane product does not infringe the '176 patent. Thereafter, Abbott filed this suit alleging infringement of the '176 patent. At issue are independent claims 1, 6, and 10 of the '176 patent (emphases added):

Claim 1.
An anesthetic composition comprising: a quantity of sevoflurane; and
a Lewis acid inhibitor in an amount effective to prevent degradation by a Lewis acid of said quantity of sevoflu-rane, said Lewis acid inhibitor selected from the group consisting of water, butylated hydroxytoluene, methylpar-aben, propylparaben, propofol, and thymol.
Claim 6.
A method of preventing degradation by a Lewis acid of a quantity of sevoflu-rane, the method comprising the steps of:
providing a quantity of sevoflurane;
providing a Lewis acid inhibitor in an amount sufficient to prevent degradation by a Lewis acid of said quantity of sevoflurane, said Lewis acid inhibitor selected from the growp consisting of water, butylated hydroxytoluene, methylparaben, propylparaben, propo-fol, and thymol;
combining said quantity of sevoflurane and the Lewis acid inhibitor in an amount sufficient to prevent the degradation by a Lewis acid of said quantity of sevoflurane.
Claim 10.
A method of preventing degradation by a Lewis acid of a quantity of sevoflu-rane, the method comprising the steps of:
providing a quantity of sevoflurane;
providing water in an amount sufficient to prevent degradation by a Lewis acid of said quantity of sevoflu-rane; *1277 combining said quantity of sevoflurane and said water in an amount sufficient to prevent the degradation by a Lewis acid of said quantity of sevoflu-rane.

During prosecution of the '176 patent application, Abbott filed an Information Disclosure Statement (IDS) with the United States Patent and Trademark Office (USP-TO). The IDS listed a reference indicating that at least one year before the filing date of the '176 patent, Abbott sold sevo-flurane in glass bottles with a water content up to 131 ppm. Baxter seized upon this disclosure as a limit on the scope of the claims. Therefore, Baxter asserted that its generic sevoflurane with a water content of no more than 130 ppm falls within the prior art and does not infringe the '176 patent.

The district court agreed. Specifically, the district court construed the claim terms “amount effective” and “amount sufficient” of independent claims 1 and 6 to mean amounts above 131 ppm of water. Citing the '176 patent at column 4, lines 31-34, 45-47, and 56-58, the district court noted that the specification teaches that an effective stabilizing amount of Lewis acid inhibitor that “ ‘can be used’ or ‘is believed to be’ ‘about 0.150/w’ (150ppm).” The district court acknowledged: “[N]othing in the specifications [sic] inherently requires the amount of water to be 150 ppm or more.” The district court said it was “prepared to decline to limit its interpretation of the terms ‘effective’ or ‘sufficient’ amount to 150 ppm or greater but for Baxter’s argument that the prosecution history of the '176 patent shows a prior sale which must limit the claims of the patent, lest it be invalid under 35 U.S.C. § 102(b).” Abbott, 2002 WL 449007, at *4. Accordingly, the district court limited the claim terms “effective amount” and “amount sufficient” to water content above 131 ppm.

Based on this construction, the district court granted summary judgment of non-infringement to Baxter. The district court held that Baxter’s product did not literally infringe the '176 claims because Baxter did not propose a sevoflurane product with more than 131 ppm water. Reasoning that disclosure to the USPTO of the prior sale of sevoflurane by Abbot surrendered the subject matter of the sale, the district court found no infringement under the doctrine of equivalents. Based on prosecution history estoppel, therefore, the district court declined to address infringement under the doctrine of equivalents. Abbott appealed to this court, which has exclusive jurisdiction. 28 U.S.C. § 1295(a)(1) (2000).

II.

Claim construction is a matter pf law, which this court reviews without deference. Cybor Corp. v. FAS Techs., Inc., 138 F.3d 1448, 1456 (Fed.Cir.1998) (en banc). This court reviews de novo all grants of summary judgment by a district court, drawing any reasonable inferences in favor of the nonmovant. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986); Johns Hopkins Univ. v. Cellpro, Inc.,

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334 F.3d 1274, 67 U.S.P.Q. 2d (BNA) 1191, 2003 U.S. App. LEXIS 13507, 2003 WL 21512566, Counsel Stack Legal Research, https://law.counselstack.com/opinion/abbott-laboratories-and-central-glass-company-ltd-v-baxter-cafc-2003.