Aaron Brubaker v. State of Indiana (mem. dec.)

• Court: Indiana Court of Appeals
• Decided: October 29, 2015
• Docket: 43A05-1507-PC-769
• Status: Published

Opinion

MEMORANDUM DECISION Pursuant to Ind. Appellate Rule 65(D), Oct 29 2015, 8:37 am this Memorandum Decision shall not be regarded as precedent or cited before any court except for the purpose of establishing the defense of res judicata, collateral estoppel, or the law of the case.

ATTORNEYS FOR APPELLANT ATTORNEYS FOR APPELLEE Stephen T. Owens Gregory F. Zoeller Public Defender of Indiana Attorney General of Indiana Jonathan O. Chenoweth Justin F. Roebel Deputy Public Defender Deputy Attorney General Indianapolis, Indiana Indianapolis, Indiana

IN THE COURT OF APPEALS OF INDIANA

Aaron Brubaker, October 29, 2015 Appellant-Petitioner, Court of Appeals Case No. 43A05-1507-PC-769 v. Appeal from the Kosciusko Superior Court State of Indiana, The Honorable David C. Cates, Appellee-Respondent. Judge Trial Court Cause No. 43D01-1301-FD-56

Bradford, Judge.

Case Summary

Court of Appeals of Indiana | Memorandum Decision 43A05-1507-PC-769 | October 29, 2015 Page 1 of 8 [1] In 2013, Appellee-Respondent the State of Indiana (“the State”) charged

Appellant-Petitioner Aaron Brubaker with four Class D felonies: resisting law

enforcement, auto theft, and two counts of theft. The State also charged

Brubaker with being a habitual offender. The parties entered into a plea

agreement by which the State agreed to drop the habitual offender charge and

Brubaker pled guilty to the remaining charges. Additionally, the executed

portion of Brubaker’s sentence was to be capped at five years. The trial court

accepted Brubaker’s plea and sentenced him to a term of five years.

[2] Brubaker subsequently filed a petition for post-conviction relief (“PCR”) in

which he claimed that the five-year sentence imposed by the trial court was

illegal because his crimes constituted a single episode of criminal conduct and,

therefore, the maximum aggregate sentence allowed for his four convictions

was four years. The State argues that even if the sentence is illegal, Brubaker

agreed to the illegal sentence in his plea agreement and so is bound by that

agreement. We affirm.

Facts and Procedural History [3] On January 23, 2013, Brubaker was charged with Class D felony resisting law

enforcement, Class D felony auto theft, and two counts of Class D felony theft.

He was also alleged to be a habitual offender. (App. 1) The parties entered into

a plea agreement by which the State agreed to drop the habitual offender charge

and Brubaker pled guilty to the remaining charges. (App. 97) The relevant

portions of the plea agreement read as follows:

Court of Appeals of Indiana | Memorandum Decision 43A05-1507-PC-769 | October 29, 2015 Page 2 of 8 [T]here is no limitation upon the Court’s authority to impose any sentence or dispositional alternative authorized under the law…; and that the Court may enter any lawful sentence whether presumptively or alternatively provided, and whether by way of mitigation or aggravation. The State of Indiana does agree that the initial executed sentence will not exceed five (5) years (total after consecutive sentencing on each count). Each count’s sentence shall run consecutive….The Court may, however, impose a longer sentence of imprisonment either by providing for presumptive sentence or by way of aggravation but that any such sentence so imposed which exceeds the number months which may be imposed under this agreement as an original executed prison term shall be suspended by the Court….

****

The Defendant knowingly, intelligently, and voluntarily waives his right to appeal any sentence imposed by the trial court that is within the range set forth in this plea agreement, and waives his right to have the Court of Appeals review his sentence under Indiana Appellate Rule 7(B).

Appellant’s App. p. 97-98.

[4] On October 24, 2013, the trial court accepted the plea agreement and sentenced

Brubaker to one-and-a-half year consecutive terms on each conviction, resulting

in an aggregate six-year term. (App. 7) The trial court later amended the

judgment to shorten the sentence on one of Brubaker’s theft convictions to six

months, reducing the aggregate sentence to five years. (App. 8) On June 11,

2014, Brubaker filed a PCR petition. (App. 9) The parties then filed competing

motions for summary judgment. (App. 10-11) On June 8, 2015, the post-

conviction court entered an order denying Brubaker’s PCR petition. Brubaker

appeals.

Court of Appeals of Indiana | Memorandum Decision 43A05-1507-PC-769 | October 29, 2015 Page 3 of 8 Discussion and Decision [5] Pursuant to Post-Conviction Rule 1(4)(g)1, the post-conviction court granted the

State’s motion for summary disposition. “An appellate court reviews the grant

of a motion for summary disposition in post-conviction proceedings on appeal

in the same way as a motion for summary judgment.” Norris v. State, 896

N.E.2d 1149, 1151 (Ind. 2008) (citing Allen v. State, 791 N.E.2d 748, 752 (Ind.

Ct. App. 2003), trans. denied). “Thus summary disposition, like summary

judgment, is a matter for appellate de novo determination when the

determinative issue is a matter of law, not fact.” Id. (citing Burnside v. State, 858

N.E.2d 232, 237 (Ind. Ct. App. 2006)).

[6] Brubaker argues that his five-year sentence violates the statutory limitation on

consecutive sentences for crimes arising from a single episode of criminal

conduct under Indiana Code section 35-50-1-2(c) (2013), which provided that

except for crimes of violence, the total of the consecutive terms of imprisonment…to which the defendant is sentenced for felony convictions arising out of an episode of criminal conduct shall not exceed the advisory sentence for a felony which is one (1) class of felony higher than the most serious of the felonies for which the person has been convicted.

1 “The court may grant a motion by either party for summary disposition of the petition when it appears from the pleadings, depositions, answers to interrogatories, admissions, stipulations of fact, and any affidavits submitted, that there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law.” P-C.R. 1(4)(g).

Court of Appeals of Indiana | Memorandum Decision 43A05-1507-PC-769 | October 29, 2015 Page 4 of 8 The State acknowledged at the post-conviction court that, pursuant to this

statute, the maximum sentence Brubaker could have received for the four Class

D felony convictions was four years2 (the advisory term for a Class C felony)

but argues that Brubaker consented to the unlawful sentence in his plea

agreement and so he cannot now dispute that sentence. (App. 103)

[7] In Lee v. State, the State charged Lee with Class C felony robbery and alleged

that he was a habitual offender. 816 N.E.2d 35, 37 (Ind. 2004). Under the

terms of a plea agreement, Lee pled guilty to robbery in exchange for the State’s

dismissal of the habitual offender allegation. The trial court sentenced Lee,

pursuant to the terms of the plea, to a term of eight years imprisonment to run

consecutively to a three-year sentence Lee was serving for an unrelated theft

conviction. At the time of sentencing, the trial court lacked statutory authority

to order the sentences to be served concurrently. Id. Nonetheless, the Indiana

Supreme Court upheld the illegal sentence.

The record shows that the evidence against Lee on the charge of robbery was overwhelming. By agreeing to plead guilty to the charge in exchange for the State dismissing an habitual offender allegation, Lee reduced his penal exposure by thirty years. See Ind. Code 35-50-2-8(e)….

Under some circumstances, the appropriate remedy to address an illegal sentence like the one here is to sever the illegal sentencing provision from the plea agreement, and remand the cause to the

2 On appeal, the State claims that it only accepted Brubaker’s allegations that his offenses constituted a “single episode” of criminal conduct under Indiana Code section 35-50-1-2(c) for purposes of obtaining a summary disposition at the post-conviction court and that it does not concede the issue.

Court of Appeals of Indiana | Memorandum Decision 43A05-1507-PC-769 | October 29, 2015 Page 5 of 8 trial court with instructions to enter an order running the sentences concurrently. However Lee is entitled to no such relief. A defendant “may not enter a plea agreement calling for an illegal sentence, benefit from that sentence, and then later complain that it was an illegal sentence.” Collins v. State, 509 N.E.2d 827, 833 (Ind. 1987). As this Court has more recently explained: “[D]efendants who plead guilty to achieve favorable outcomes give up a plethora of substantive claims and procedural rights, such as challenges to convictions that would otherwise constitute double jeopardy. Striking a favorable bargain including a consecutive sentence the court might otherwise not have the ability to impose falls within this category.” Davis v. State, 771 N.E.2d 647, 649 n. 4 (Ind. 2002) (citation and quotation omitted).

Id. at 39 (emphasis added, footnote omitted); see also Crider v. State, 984 N.E.2d

618, 623 (Ind. 2013) (“[I]n Indiana, a defendant can waive his right to appeal

an illegal sentence….[W]here a plea agreement provides for the illegality later

challenged, a valid waiver contained therein will be upheld.”); see also Games v.

State, 743 N.E.2d 1132, 1135 (Ind. 2001) (“[A] defendant with adequate counsel

who enters a plea agreement to achieve an advantageous position must keep the

bargain. Once the defendant bargains for a reduced charge, he cannot then

challenge the sentence on double jeopardy grounds.”); see also Stites v. State, 829

N.E.2d 527 (Ind. 2005) (concluding that although the trial court lacked

statutory authority to order consecutive sentences under the circumstances, it

had such authority by the terms of a plea agreement, and the defendant could

not be heard to complain because she had benefited from that agreement).

[8] Brubaker acknowledges that he received a benefit by the State’s agreement to

drop the habitual offender charge. Brubaker also acknowledges that “when a

Court of Appeals of Indiana | Memorandum Decision 43A05-1507-PC-769 | October 29, 2015 Page 6 of 8 defendant explicitly agrees to a particular sentence or a specific method of

imposition of sentences, whether or not the sentence or method is authorized by

the law, he cannot later appeal such sentence on the ground that it is illegal.”

Appellant’s App. p. 113 (quoting Crider, 984 N.E.2d at 625). However,

Brubaker argues that his plea agreement “did not call for an illegal sentence; it

called for the trial court to impose ‘any lawful sentence’ of no more than 5

years.” Appellant’s App. p. 114.

[9] Brubaker essentially argues that he did not agree to the illegal sentence imposed

by the trial court. We disagree. The plea agreement which Brubaker agreed to

explicitly authorized the trial court to impose a sentence in excess of four years.

Specifically, the agreement provided that “the initial executed sentence will not

exceed five (5) years (total after consecutive sentencing on each count),” and

that “The Court may, however, impose a longer sentence of imprisonment

either by providing for presumptive sentence or by way of aggravation.”

Appellant’s App. p. 97-98. Brubaker “waive[d] his right to appeal any sentence

imposed by the trial court that is within the range set forth in this plea

agreement.” Appellant’s App. p. 98. The only logical reading of this

agreement is that Brubaker consented to receiving a sentence potentially greater

than four years. Therefore, we conclude that Brubaker consented to the

unlawful sentence and so has waived his right to appeal his sentence on that

basis.

[10] The judgment of the post-conviction court is affirmed.

Court of Appeals of Indiana | Memorandum Decision 43A05-1507-PC-769 | October 29, 2015 Page 7 of 8 May, J., and Crone, J., concur.

Court of Appeals of Indiana | Memorandum Decision 43A05-1507-PC-769 | October 29, 2015 Page 8 of 8