FEDERAL · 17 CFR

§ 3.20 — Not Yet Available

17 C.F.R. § 3.20

17 C.F.R. § 3.20 is referenced in other legal documents but could not be loaded from the eCFR.

This section may have been removed, reserved, or renumbered. Browse Part 3 or Title 17 — Commodity and Securities Exchanges for available sections.

Nearby Sections

15

§ 3.1

§ 3.2

Registration processing by the National Futures Association; notification and duration of registration.

§ 3.3

Chief compliance officer.

§ 3.4

Registration in one capacity not included in registration in any other capacity.

§ 3.5-3.9

§§ 3.5-3.9 [Reserved]

§ 3.10

Registration of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators, swap dealers, major swap participants and leverage transaction merchants.

§ 3.11

Registration of floor brokers and floor traders.

§ 3.12

Registration of associated persons of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators and leverage transaction merchants.

§ 3.13-3.20

§§ 3.13-3.20 [Reserved]

§ 3.21

Exemption from fingerprinting requirement in certain cases.

§ 3.22

Supplemental filings.

§ 3.23-3.29

§§ 3.23-3.29 [Reserved]

§ 3.30

Current address for purpose of delivery of communications from the Commission or the National Futures Association.

§ 3.31

Deficiencies, inaccuracies, and changes, to be reported.

§ 3.33

Withdrawal from registration.