FEDERAL · 17 CFR

§ 279.5-279 — Not Yet Available

17 C.F.R. § 279.5-279

17 C.F.R. § 279.5-279 is referenced in other legal documents but could not be loaded from the eCFR.

This section may have been removed, reserved, or renumbered. Browse Part 279 or Title 17 — Commodity and Securities Exchanges for available sections.

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§ 279.0-1

Availability of forms.

§ 279.1

Form ADV, for application for registration of investment adviser and for amendments to such registration statement.

§ 279.2

Form ADV-W, notice of withdrawal from registration as investment adviser.

§ 279.3

Form ADV-H, application for a temporary or continuing hardship exemption.

§ 279.4

Form ADV-NR, appointment of agent for service of process by non-resident general partner and non-resident managing agent of an investment adviser.

§ 279.5-279.7

§§ 279.5-279.7 [Reserved]

§ 279.8

Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.

§ 279.9

Form PF, reporting by investment advisers to private funds.