17 CFR · Commodity and Securities Exchanges
§ 240.15a-7 - 240.15a-9 — §§ 240.15a-7-240.15a-9 [Reserved]
17 CFR § 240.15a-7 - 240.15a-9
TitleTitle 17: Commodity and Securities ExchangesPartPart 240: General Rules and Regulations, Securities Exchange Act of 1934
SourceeCFR (current through Apr 6, 2026)
This text of 17 C.F.R. § 240.15a-7 - 240.15a-9 (§§ 240.15a-7-240.15a-9 [Reserved]) is published on Counsel Stack Legal Research, covering United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
17 C.F.R. § 240.15a-7 - 240.15a-9 (2026).
Text
§§ 240.15a-7-240.15a-9 [Reserved]
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Related
§ 240.15a
17 C.F.R. § 240.15a
Nearby Sections
11
§ 240.15a-3
§ 240.15a-3 [Reserved]§ 240.15a-4
Forty-five day exemption from registration for certain members of national securities exchanges.§ 240.15a-5
Exemption of certain nonbank lenders.§ 240.15a-7 - 240.15a-9
§§ 240.15a-7-240.15a-9 [Reserved]§ 240.15a-11
§ 240.15a-11 [Reserved]§ 240.15a-12
Exemption for certain security-based swap execution facilities from certain broker requirements.§ 240.15b1-2
§ 240.15b1-2 [Reserved]Cite This Page — Counsel Stack
Bluebook (online)
17 C.F.R. § 240.15a-7 - 240.15a-9, Counsel Stack Legal Research, https://law.counselstack.com/cfr/17/240/240.15a-7 - 240.15a-9.