FEDERAL · 17 CFR

§ 239.11-239 — Not Yet Available

17 C.F.R. § 239.11-239

17 C.F.R. § 239.11-239 is referenced in other legal documents but could not be loaded from the eCFR.

This section may have been removed, reserved, or renumbered. Browse Part 239 or Title 17 — Commodity and Securities Exchanges for available sections.

Nearby Sections

15

§ 239.0-1

Availability of forms.

§ 239.4-239.10

§§ 239.4-239.10 [Reserved]

§ 239.11

Form S-1, registration statement under the Securities Act of 1933.

§ 239.12

§ 239.12 [Reserved]

§ 239.13

Form S-3, for registration under the Securities Act of 1933 of securities of certain issuers offered pursuant to certain types of transactions.

§ 239.14

Form N-2 for closed end management investment companies registered on Form N-8A.

§ 239.15

§ 239.15 [Reserved]

§ 239.15A

Form N-1A, registration statement of open-end management investment companies.

§ 239.16

Form S-6, for unit investment trusts registered on Form N-8B-2.

§ 239.16b

Form S-8, for registration under the Securities Act of 1933 of securities to be offered to employees pursuant to employee benefit plans.

§ 239.17

§ 239.17 [Reserved]

§ 239.17a

Form N-3, registration statement for separate accounts organized as management investment companies.

§ 239.17b

Form N-4, registration statement for separate accounts organized as unit investment trusts.

§ 239.17c

Form N-6, registration statement for separate accounts organized as unit investment trusts that offer variable life insurance policies.

§ 239.18

Form S-11, for registration under the Securities Act of 1933 of securities of certain real estate companies.