FEDERAL · 15 U.S.C. · Chapter 2D

Material misstatements

Current through Pub. L. 119-102
Title 15Commerce and Trade·Ch. 2D — INVESTMENT COMPANIES AND ADVISERS·Subch. II
It shall be unlawful for any person willfully to make any untrue statement of a material fact in any registration application or report filed with the Commission under section 80b–3 or 80b–4 of this title, or willfully to omit to state in any such application or report any material fact which is required to be stated therein.

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Related

§ 80b
15 U.S.C. § 80b

Source Credit

History

(Aug. 22, 1940, ch. 686, title II, §207, 54 Stat. 853.)

Editorial Notes

Executive Documents

Transfer of Functions
For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.