FEDERAL · 15 U.S.C. · Chapter 2B
Brokers deemed to be registered
Current through Pub. L. 119-102
All brokers and dealers for whom registration was in effect on May 27, 1936, in accordance with rules and regulations of the Commission prescribed pursuant to section 78o of this title shall be deemed to be registered pursuant to said section.
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15 U.S.C. § 78o–1 (Brokers deemed to be registered) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.
Related
§ 78o
15 U.S.C. § 78o
Source Credit
History
(May 27, 1936, ch. 462, §10, 49 Stat. 1380.)
Editorial Notes
Editorial Notes
Codification
Section was not enacted as a part of the Securities Exchange Act of 1934 which comprises this chapter.
Executive Documents
Transfer of Functions
For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.
Codification
Section was not enacted as a part of the Securities Exchange Act of 1934 which comprises this chapter.
Executive Documents
Transfer of Functions
For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.