FEDERAL · 15 U.S.C. · Chapter 2A
Unlawful representations
Current through Pub. L. 119-102
Neither the fact that the registration statement for a security has been filed or is in effect nor the fact that a stop order is not in effect with respect thereto shall be deemed a finding by the Commission that the registration statement is true and accurate on its face or that it does not contain an untrue statement of fact or omit to state a material fact, or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made to any prospective purchaser any representation contrary to the foregoing provisions of this section.
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Related
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8 F.3d 1121 (Seventh Circuit, 1993)
Securities & Exchange Commission v. Timetrust, Inc.
28 F. Supp. 34 (N.D. California, 1939)
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163 F.3d 780 (Third Circuit, 1999)
Oklahoma-Texas Trust v. Securities & Exchange Commission
100 F.2d 888 (Tenth Circuit, 1939)
United States v. Olen
183 F. Supp. 212 (S.D. New York, 1960)
United States v. Monjar
47 F. Supp. 421 (D. Delaware, 1942)
United States v. Eric Duke
736 F.3d 439 (Sixth Circuit, 2013)
Securities & Exchange Commission v. Texas International Co.
498 F. Supp. 1231 (N.D. Illinois, 1980)
Alter v. DBLKM, INC.
840 F. Supp. 799 (D. Colorado, 1993)
Adelson v. World Transportation, Inc.
631 F. Supp. 504 (S.D. Florida, 1986)
Boruski v. Division of Corp. Finance of the U. S. Securities & Exchange Commission
321 F. Supp. 1273 (S.D. New York, 1971)
Source Credit
History
(May 27, 1933, ch. 38, title I, §23, 48 Stat. 87.)
Editorial Notes
Executive Documents
Transfer of Functions
For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.
Transfer of Functions
For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.