FEDERAL · 15 U.S.C. · Chapter SUBCHAPTER III—INVESTMENT DIVISION PROGRAMS
Conflicts of interest
15 U.S.C. § 687d
This text of 15 U.S.C. § 687d (Conflicts of interest) is published on Counsel Stack Legal Research, covering United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
15 U.S.C. § 687d.
Text
For the purpose of controlling conflicts of interest which may be detrimental to small business concerns, to small business investment companies, to the shareholders, partners, or members of either, or to the purposes of this chapter, the Administration shall adopt regulations to govern transactions with any officer, director, shareholder, partner, or member of any small business investment company, or with any person or concern, in which any interest, direct or indirect, financial or otherwise, is held by any officer, director, shareholder, partner, or member of (1) any small business investment company, or (2) any person or concern with an interest, direct or indirect, financial or otherwise, in any small business investment company. Such regulations shall include appropriate requirement
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Related
United States v. Fidelity Capital Corporation, a Georgia Corporation, Commonwealth Mortgage Corporation of America, Intervenor-Appellee
920 F.2d 827 (Eleventh Circuit, 1991)
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90 B.R. 781 (D. South Carolina, 1987)
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918 F. Supp. 193 (S.D. Ohio, 1996)
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748 F. Supp. 231 (S.D. New York, 1990)
Source Credit
History
(Pub. L. 85–699, title III, §312, as added Pub. L. 88–273, §6(a), Feb. 28, 1964, 78 Stat. 147; amended Pub. L. 94–305, title I, §106(f), June 4, 1976, 90 Stat. 666; Pub. L. 104–208, div. D, title II, §208(h)(1)(D), Sept. 30, 1996, 110 Stat. 3009–747; Pub. L. 107–100, §3, Dec. 21, 2001, 115 Stat. 966.)
Editorial Notes
Editorial Notes
References in Text
For definition of "this chapter", referred to in text, see References in Text note set out under section 661 of this title.
Amendments
2001—Pub. L. 107–100 struck out "(including disclosure in the locality most directly affected by the transaction)" after "public disclosure".
1996—Pub. L. 104–208, §208(h)(1)(D), substituted "shareholders, partners, or members" for "shareholders or partners" and substituted "shareholder, partner, or member" for "shareholder, or partner" in two places.
1976—Pub. L. 94–305, §106(f)(2), which directed the substitution of "shareholder, or partner" for "or shareholders" wherever appearing, was executed by making the substitution for "or shareholder" in two places to reflect the probable intent of Congress.
Pub. L. 94–305, §106(f)(1), inserted "or partners" after "to the shareholders".
References in Text
For definition of "this chapter", referred to in text, see References in Text note set out under section 661 of this title.
Amendments
2001—Pub. L. 107–100 struck out "(including disclosure in the locality most directly affected by the transaction)" after "public disclosure".
1996—Pub. L. 104–208, §208(h)(1)(D), substituted "shareholders, partners, or members" for "shareholders or partners" and substituted "shareholder, partner, or member" for "shareholder, or partner" in two places.
1976—Pub. L. 94–305, §106(f)(2), which directed the substitution of "shareholder, or partner" for "or shareholders" wherever appearing, was executed by making the substitution for "or shareholder" in two places to reflect the probable intent of Congress.
Pub. L. 94–305, §106(f)(1), inserted "or partners" after "to the shareholders".
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Bluebook (online)
15 U.S.C. § 687d, Counsel Stack Legal Research, https://law.counselstack.com/usc/15/687d.