Wyoming Statutes
§ 17-4-504 — Filing of sales and advertising literature
Wyoming·Title 17 Corporations, Partnerships and Associations·Ch. 4 SECURITIES·Art. 5 FRAUD AND LIABILITIES
(a)Except as otherwise provided in subsection (b) of this
section, a rule adopted or order issued under this act may
require the filing of a prospectus, pamphlet, circular, form
letter, advertisement, sales literature, or other advertising
record relating to a security or investment advice, addressed or
intended for distribution to prospective investors, including
clients or prospective clients of a person registered or
required to be registered as an investment adviser under this
act.
(b)This section does not apply to sales and advertising
literature specified in subsection (a) of this section which
relates to a federal covered security, a federal covered
investment adviser, or a security or transaction exempted by
W.S. 17-4-201 through 17-4-204 except as required pursuant to
W.S. 17-4-
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