Wyoming § 17-4-504 Filing of sales and advertising literature

Wyoming Statutes

§ 17-4-504 — Filing of sales and advertising literature

Wyoming § 17-4-504

Title 17Corporations, Partnerships and Associations

Ch. 4SECURITIES

Art. 5FRAUD AND LIABILITIES

This text of Wyoming § 17-4-504 (Filing of sales and advertising literature) is published on Counsel Stack Legal Research, covering Wyoming primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

Wyo. Stat. Ann. § 17-4-504 (2026).

Text

(a)Except as otherwise provided in subsection (b) of this section, a rule adopted or order issued under this act may require the filing of a prospectus, pamphlet, circular, form letter, advertisement, sales literature, or other advertising record relating to a security or investment advice, addressed or intended for distribution to prospective investors, including clients or prospective clients of a person registered or required to be registered as an investment adviser under this act.

(b)This section does not apply to sales and advertising literature specified in subsection (a) of this section which relates to a federal covered security, a federal covered investment adviser, or a security or transaction exempted by W.S. 17-4-201 through 17-4-204 except as required pursuant to W.S. 17-4-

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(a) Except as otherwise provided in subsection (b) of this
section, a rule adopted or order issued under this act may
require the filing of a prospectus, pamphlet, circular, form
letter, advertisement, sales literature, or other advertising
record relating to a security or investment advice, addressed or
intended for distribution to prospective investors, including
clients or prospective clients of a person registered or
required to be registered as an investment adviser under this
act.
(b) This section does not apply to sales and advertising
literature specified in subsection (a) of this section which
relates to a federal covered security, a federal covered
investment adviser, or a security or transaction exempted by
W.S. 17-4-201 through 17-4-204 except as required pursuant to
W.S. 17-4-201(a)(vii).