Wisconsin Statutes
§ 408.407 — Authenticating trustee, transfer agent and registrar.
Wisconsin § 408.407
JurisdictionWisconsin
Ch. 408Uniform commercial code — investment securities
Subch.subch. IV of ch. 408 SUBCHAPTER IV
REGISTRATION
This text of Wisconsin § 408.407 (Authenticating trustee, transfer agent and registrar.) is published on Counsel Stack Legal Research, covering Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
Wis. Stat. § 408.407 (2026).
Text
408.407 A person acting as authenticating trustee, transfer agent, registrar or other agent for an issuer in the registration of a transfer of its securities, in the issue of new security certificates or uncertificated securities, or in the cancellation of surrendered security certificates has the same obligation to the holder or owner of a certificated or uncertificated security with regard to the particular functions performed as the issuer has in regard to those functions.
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Legislative History
408.407 History History: 1997 a. 297 .
Nearby Sections
15
§ 408.101
Short title.§ 408.102
Definitions.§ 408.103
Rules for determining whether certain obligations and interests are securities or financial assets.§ 408.105
Notice of adverse claim.§ 408.106
Control.§ 408.108
Warranties in direct holding.§ 408.109
Warranties in indirect holding.§ 408.110
Applicability; choice of law.§ 408.111
Clearing corporation rules.§ 408.112
Creditor’s legal process.§ 408.113
Statute of frauds inapplicable.Cite This Page — Counsel Stack
Bluebook (online)
Wisconsin § 408.407, Counsel Stack Legal Research, https://law.counselstack.com/statute/wi/408.407.