Home/Washington/Statutes/Title 21: SECURITIES AND INVESTMENTS/Ch. 21.40: WHISTLEBLOWER AWARD AND PROTECTION ACT/§ 21.40.040
Washington Statutes

§ 21.40.040 — Amount of award limited.

Washington § 21.40.040
JurisdictionWashington
Title 21SECURITIES AND INVESTMENTS
Ch. 21.40WHISTLEBLOWER AWARD AND PROTECTION ACT

This text of Washington § 21.40.040 (Amount of award limited.) is published on Counsel Stack Legal Research, covering Washington primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wash. Rev. Code § 21.40.040 (2026).

Text

If the securities administrator determines to make one or more awards under RCW 21.40.020 , the aggregate amount of awards that may be awarded in connection with an administrative or judicial action may not be less than 10 percent nor more than 30 percent of the monetary sanctions imposed and collected in the related administrative or judicial action.

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Related

§ 21.40.020
Washington § 21.40.020

Legislative History

[2023 c 149 s 5.]

Nearby Sections

15
§ 21.20.005
Definitions.
§ 21.20.010
Unlawful offers, sales, purchases.
§ 21.20.020
Unlawful acts of person advising another.
§ 21.20.030
Unlawful acts of investment adviser.
§ 21.20.035
Unlawful purchases or sales for customer's account.
§ 21.20.037
Variable contracts—Registration required—Rules.
§ 21.20.040
Registration and notification required—Exemptions.
§ 21.20.050
Application for registration—Filing of documents—Consent to service of process—Fee.
§ 21.20.060
Contents of application for registration—Capital requirements.
§ 21.20.070
When registration effective—Requirements determined by rule.
§ 21.20.080
Duration of registration—Association with issuer, broker-dealer, federal covered adviser, or investment adviser—Notice to director—Extension of licensing period.
§ 21.20.090
Renewal of registration—Financial reports—Application for a successor.
§ 21.20.100
Accounts, correspondence, memoranda, papers, books, and other records—Release of information—Correction of filed document—Examination.
§ 21.20.110
Director may deny, suspend, revoke, restrict, condition, or limit any application or registration—Director may censure or fine registrant—Grounds—Procedures—Costs—Accounting.
§ 21.20.120
Denial, suspension, revocation of registration—Order—Request for, notice of hearing—Findings and conclusions.
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Bluebook (online)
Washington § 21.40.040, Counsel Stack Legal Research, https://law.counselstack.com/statute/wa/21.40.040.