Washington § 21.20.130 Cancellation of registration or application—Grounds.

Washington Statutes

§ 21.20.130 — Cancellation of registration or application—Grounds.

Washington § 21.20.130

Title 21SECURITIES AND INVESTMENTS

Ch. 21.20SECURITIES ACT OF WASHINGTON

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Bluebook

Wash. Rev. Code § 21.20.130 (2026).

Text

If the director finds that any registrant or applicant for registration is no longer in existence or has ceased to do business as a broker-dealer, investment adviser, investment adviser representative, or salesperson, or is subject to an adjudication of mental incompetence or to the control of a committee, conservator, or guardian, or cannot be located after reasonable search, the director may by order cancel the registration or application.

Findings — Construction — 1994 c 256: See RCW 43.320.007 .

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If the director finds that any registrant or applicant for registration is no longer in existence or has ceased to do business as a broker-dealer, investment adviser, investment adviser representative, or salesperson, or is subject to an adjudication of mental incompetence or to the control of a committee, conservator, or guardian, or cannot be located after reasonable search, the director may by order cancel the registration or application.

Findings — Construction — 1994 c 256: See RCW 43.320.007 .