Utah Statutes

§ 70A-8-108 — Warranties in indirect holding.

Utah·Title 70A Uniform Commercial Code·Ch. 70A-8 Uniform Commercial Code - Investment Securities·Part 70A-8-1 Short Title and General Matters
(1)A person who originates an entitlement order to a securities intermediary warrants to the securities intermediary that:
(1)(a) the entitlement order is made by an appropriate person, or if the entitlement order is by an agent, the agent has actual authority to act on behalf of the appropriate person; and
(1)(b) there is no adverse claim to the security entitlement.
(2)A person who delivers a security certificate to a securities intermediary for credit to a securities account or originates an instruction with respect to an uncertificated security directing that the uncertificated security be credited to a securities account makes to the securities intermediary the warranties specified in Subsection 70A-8-107(1) or (2).
(3)If a securities intermediary delivers a security certificate t

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Legislative History

Repealed and Re-enacted by Chapter 204, 1996 General Session

Nearby Sections

15
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