Utah Statutes

§ 59-1-1308 — Material advisor penalties.

Utah § 59-1-1308
JurisdictionUtah
Title 59Revenue and Taxation
Ch. 59-1General Taxation Policies
Part 59-1-13Reportable Transactions Act

This text of Utah § 59-1-1308 (Material advisor penalties.) is published on Counsel Stack Legal Research, covering Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Utah Code Ann. § 59-1-1308 (2026).

Text

(1)The penalty for failure of a material advisor to disclose a reportable transaction as required by Section 59-1-1306 is $20,000.
(2)If a material advisor that is required to disclose a reportable transaction in accordance with Section 59-1-1306 provides false or incomplete information to the commission, the penalty is $20,000.
(3)If a material advisor that is required to maintain a list under Section 59-1-1307 fails to make that list available to the commission within a 20-day period after the day on which the commission mails a written request for that list, the material advisor is subject to a penalty of $10,000 for each day that the material advisor fails to make that list available to the commission after the expiration of the 20-day period.
(4)A penalty imposed by this section i

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Legislative History

Enacted by Chapter 237, 2006 General Session

Nearby Sections

15
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Bluebook (online)
Utah § 59-1-1308, Counsel Stack Legal Research, https://law.counselstack.com/statute/ut/59-1-1308.