Utah Statutes
§ 51-7-11.5 — Certified investment advisers -- Scope of and limits to authority.
Utah § 51-7-11.5
This text of Utah § 51-7-11.5 (Certified investment advisers -- Scope of and limits to authority.) is published on Counsel Stack Legal Research, covering Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
Utah Code Ann. § 51-7-11.5 (2026).
Text
(1)A certified investment adviser may not make any investments that are inconsistent with this chapter or rules of the council.
(2)Except as provided in Subsection (3), a certified investment adviser acting on behalf of a public treasurer shall conduct investment transactions only through qualified depositories, certified dealers, or directly with issuers of the investment securities.
(3)Subject to rules of the council, a certified investment adviser may use the adviser's own approved list of brokers and dealers.
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Legislative History
Amended by Chapter 338, 2017 General Session
Nearby Sections
15
§ 51-10-101
Title.§ 51-10-102
Definitions.§ 51-10-201
Fund created.§ 51-10-203
Office of Trust Administrator.§ 51-10-204
Trust administrator duties.§ 51-10-205
Expenditures from the fund.§ 51-10-206
Diné Advisory Committee.§ 51-12-101
Definitions.§ 51-12-102
Reporting.§ 51-12-201
Investment opportunities.§ 51-12-202
Terms of deposit.§ 51-12-203
Penalty.§ 51-13-101
Definitions.Cite This Page — Counsel Stack
Bluebook (online)
Utah § 51-7-11.5, Counsel Stack Legal Research, https://law.counselstack.com/statute/ut/51-7-11.5.