Utah Statutes

§ 31A-23a-206 — Special requirements for variable contracts line of authority.

Utah·Title 31A Insurance Code·Ch. 31A-23a Insurance Marketing - Licensing Producers, Consultants, and Reinsurance Intermediaries·Part 31A-23a-2 Producers and Consultants
(1)Before applying for a variable contracts line of authority:
(1)(a) a producer shall be licensed under Section 61-1-3 as a:
(1)(a)(i) broker-dealer; or
(1)(a)(ii) broker-dealer agent; and
(1)(b) a consultant shall be licensed under Section 61-1-3 as an:
(1)(b)(i) investment adviser; or
(1)(b)(ii) investment adviser representative.
(2)A producer's or consultant's variable contracts line of authority is canceled on the day the producer's or consultant's securities related license under Section 61-1-3 is no longer active.

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Utah § 31A-23a-206 (Special requirements for variable contracts line of authority.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Legislative History

Amended by Chapter 138, 2016 General Session

Nearby Sections

15
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