§ 31A-23a-104 — Application for individual license -- Application for agency license.

(1) This section applies to an initial or renewal license as a:
(1)(a) producer;
(1)(b) surplus lines producer;
(1)(c) limited line producer;
(1)(d) consultant;
(1)(e) managing general agent; or
(1)(f) reinsurance intermediary.
(2) (2)(a) Subject to Subsection (2)(b), to obtain or renew an individual license, an individual shall:
(2)(a)(i) file an application for an initial or renewal individual license with the commissioner on forms and in a manner the commissioner prescribes; and
(2)(a)(ii) except as provided in Subsection (6), pay a license fee that is not refunded if the application:
(2)(a)(ii)(A) is denied; or
(2)(a)(ii)(B) is incomplete when filed and is never completed by the applicant.
(2)(b) An application described in this Subsection (2) shall provide:
(2)(b)(i) information about the applicant's identity;
(2)(b)(ii) the applicant's Social Security number;
(2)(b)(iii) the applicant's personal history, experience, education, and business record;
(2)(b)(iv) whether the applicant is 18 years old or older;
(2)(b)(v) whether the applicant has committed an act that is a ground for denial, suspension, or revocation as set forth in Section 31A-23a-105 or 31A-23a-111;
(2)(b)(vi) if the application is for a resident individual producer license, certification that the applicant complies with Section 31A-23a-203.5; and
(2)(b)(vii) any other information the commissioner reasonably requires.
(3) The commissioner may require a document reasonably necessary to verify the information contained in an application filed under this section.
(4) An applicant's Social Security number contained in an application filed under this section is a private record under Section 63G-2-302.
(5) (5)(a) Subject to Subsection (5)(b), to obtain or renew an agency license, a person shall:
(5)(a)(i) file an application for an initial or renewal agency license with the commissioner on forms and in a manner the commissioner prescribes; and
(5)(a)(ii) pay a license fee that is not refunded if the application:
(5)(a)(ii)(A) is denied; or
(5)(a)(ii)(B) is incomplete when filed and is never completed by the applicant.
(5)(b) An application described in Subsection (5)(a) shall provide:
(5)(b)(i) information about the applicant's identity;
(5)(b)(ii) the applicant's federal employer identification number;
(5)(b)(iii) the designated responsible licensed individual;
(5)(b)(iv) the identity of the owners, partners, officers, and directors;
(5)(b)(v) whether the applicant has committed an act that is a ground for denial, suspension, or revocation as set forth in Section 31A-23a-105 or 31A-23a-111; and
(5)(b)(vi) any other information the commissioner reasonably requires.
(6) The following individuals are exempt from paying a license fee:
(6)(a) an individual serving in the armed forces of the United States while the individual is stationed within this state, if:
(6)(a)(i) the individual holds a valid license to practice the regulated occupation or profession issued by any other state or jurisdiction recognized by the department; and
(6)(a)(ii) the license is current and the individual is in good standing in the state or jurisdiction of licensure; and
(6)(b) the spouse of an individual serving in the armed forces of the United States or the spouse of a DOD civilian while the individual or DOD civilian is stationed within this state, if:
(6)(b)(i) the spouse holds a valid license to practice the regulated occupation or profession issued by any other state or jurisdiction recognized by the department; and
(6)(b)(ii) the license is current and the spouse is in good standing in the state or jurisdiction of licensure.

Legislative History

Amended by Chapter 438, 2025 General Session