Texas § 411.139 ACCESS TO CRIMINAL HISTORY RECORD INFORMATION: STATE SECURITIES BOARD.

Texas Statutes

§ 411.139 — ACCESS TO CRIMINAL HISTORY RECORD INFORMATION: STATE SECURITIES BOARD.

Texas § 411.139

Code GVGovernment Code

This text of Texas § 411.139 (ACCESS TO CRIMINAL HISTORY RECORD INFORMATION: STATE SECURITIES BOARD.) is published on Counsel Stack Legal Research, covering Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

Tex. Government Code Code Ann. § 411.139 (2026).

Text

Sec. 411.139. ACCESS TO CRIMINAL HISTORY RECORD INFORMATION: STATE SECURITIES BOARD.

(a)The securities commissioner is entitled to obtain from the department criminal history record information maintained by the department that relates to a person who is:

(1)an applicant for a certificate of registration under The Securities Act (Title 12, Government Code);

(2)a holder of a certificate of registration under The Securities Act (Title 12, Government Code);

(3)an applicant for employment by the State Securities Board; or

(4)an employee of the State Securities Board.

(b)Criminal history record information obtained by the securities commissioner under this section may not be released by any person or agency except on court order or with the consent of the person who is the subject of the

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Sec. 411.139. ACCESS TO CRIMINAL HISTORY RECORD INFORMATION: STATE SECURITIES BOARD. (a) The securities commissioner is entitled to obtain from the department criminal history record information maintained by the department that relates to a person who is:
(1) an applicant for a certificate of registration under The Securities Act (Title 12, Government Code);
(2) a holder of a certificate of registration under The Securities Act (Title 12, Government Code);
(3) an applicant for employment by the State Securities Board; or
(4) an employee of the State Securities Board.
(b) Criminal history record information obtained by the securities commissioner under this section may not be released by any person or agency except on court order or with the consent of the person who is the subject of the criminal history record information, unless the information is entered into evidence by the State Securities Board or a court at an administrative proceeding or a civil or criminal action under The Securities Act (Title 12, Government Code).

Legislative History

Added by Acts 2001, 77th Leg., ch. 1091, Sec. 2.23, eff. Sept. 1, 2001. Renumbered from Government Code Sec. 411.137 by Acts 2003, 78th Leg., ch. 1275, Sec. 2(57), eff. Sept. 1, 2003. Amended by: Acts 2009, 81st Leg., R.S., Ch. 1146 (H.B. 2730 ), Sec. 10.14, eff. June 19, 2009. Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171 ), Sec. 2.18, eff. January 1, 2022.