Texas Statutes
§ 4007.202 — UNAUTHORIZED RENDERING OF SERVICES AS INVESTMENT ADVISER OR INVESTMENT ADVISER REPRESENTATIVE; OFFENSE.
Texas § 4007.202
JurisdictionTexas
Code GVGovernment Code
This text of Texas § 4007.202 (UNAUTHORIZED RENDERING OF SERVICES AS INVESTMENT ADVISER OR INVESTMENT ADVISER REPRESENTATIVE; OFFENSE.) is published on Counsel Stack Legal Research, covering Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
Tex. Government Code Code Ann. § 4007.202 (2026).
Text
Sec. 4007.202. UNAUTHORIZED RENDERING OF SERVICES AS INVESTMENT ADVISER OR INVESTMENT ADVISER REPRESENTATIVE; OFFENSE.
(a)A person commits an offense if the person:
(1)renders services as an investment adviser or investment adviser representative; and
(2)is not registered as an investment adviser or investment adviser representative as required by this title.
(b)An offense under this section is a felony of the third degree.
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Legislative History
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171 ), Sec. 1.01, eff. January 1, 2022.
Nearby Sections
15
§ 4007.002
MEANS OF ENFORCEMENT NOT EXCLUSIVE.§ 4007.052
INSPECTIONS.§ 4007.053
INVESTIGATIVE AUTHORITY.§ 4007.055
ENFORCEMENT OF SUBPOENA; CONTEMPT.§ 4007.057
COMPENSATION OF WITNESSES.§ 4007.058
IMPOSITION OF COSTS ON PARTIES.§ 4007.103
CEASE PUBLICATION ORDER.§ 4007.104
EMERGENCY CEASE AND DESIST ORDER.Cite This Page — Counsel Stack
Bluebook (online)
Texas § 4007.202, Counsel Stack Legal Research, https://law.counselstack.com/statute/tx/GV/4007.202.