Texas Statutes
§ 4007.201 — UNAUTHORIZED SALE OF SECURITIES; OFFENSE.
Texas § 4007.201
JurisdictionTexas
Code GVGovernment Code
This text of Texas § 4007.201 (UNAUTHORIZED SALE OF SECURITIES; OFFENSE.) is published on Counsel Stack Legal Research, covering Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
Tex. Government Code Code Ann. § 4007.201 (2026).
Text
Sec. 4007.201. UNAUTHORIZED SALE OF SECURITIES; OFFENSE.
(a)A person commits an offense if the person sells, offers for sale or delivery, solicits subscriptions to or orders for, disposes of, invites orders for, or deals in any other manner in a security issued after September 6, 1955, unless:
(1)the security has been registered under Subchapter B or C, Chapter 4003 ; or
(2)a permit qualifying securities for sale has been issued under Subchapter A , Chapter 4003 , with respect to the security.
(b)A person commits an offense if the person sells, offers for sale or delivery, solicits subscriptions to or orders for, disposes of, invites offers for, or deals in any other manner in a security without being a registered dealer or registered agent as provided in this title.
(c)An offense und
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Legislative History
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171 ), Sec. 1.01, eff. January 1, 2022.
Nearby Sections
15
§ 4007.002
MEANS OF ENFORCEMENT NOT EXCLUSIVE.§ 4007.052
INSPECTIONS.§ 4007.053
INVESTIGATIVE AUTHORITY.§ 4007.055
ENFORCEMENT OF SUBPOENA; CONTEMPT.§ 4007.057
COMPENSATION OF WITNESSES.§ 4007.058
IMPOSITION OF COSTS ON PARTIES.§ 4007.103
CEASE PUBLICATION ORDER.§ 4007.104
EMERGENCY CEASE AND DESIST ORDER.Cite This Page — Counsel Stack
Bluebook (online)
Texas § 4007.201, Counsel Stack Legal Research, https://law.counselstack.com/statute/tx/GV/4007.201.