§ 4007.107 — HEARINGS ON CERTAIN MATTERS.

Texas § 4007.107

• Jurisdiction: Texas
• Code GV: Government Code

Text

Sec. 4007.107. HEARINGS ON CERTAIN MATTERS. (a) A person or company may request a hearing to dispute the commissioner's:
(1) failure or refusal to:
(A) register and issue a certificate of registration for a dealer or investment adviser under Section 4004.054 ; or
(B) register and issue evidence of registration for an agent or investment adviser representative under Section 4004.104 ;
(2) issuance of an order under Section 4007.101 , 4007.102 , 4007.103 , or 4007.104 ; or
(3) taking of an action in any other particular matter for which no other procedure is specified by this title.
(b) A hearing under Subsection (a) must be held before the commissioner or a hearings officer as required by law.
(c) On complaint by a person aggrieved by the denial of a permit qualifying securities for sale under Subchapter A , Chapter 4003 , or by the failure or refusal to register securities under Subchapter B or C, Chapter 4003 , the board or a hearings officer, as required by law, shall conduct a hearing.
(d) A hearing under this section is subject to Chapter 2001 .

Legislative History

Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171 ), Sec. 1.01, eff. January 1, 2022.