Texas § 4002.159 RECORD OF CERTAIN FILINGS AND ORDERS.

Texas Statutes

§ 4002.159 — RECORD OF CERTAIN FILINGS AND ORDERS.

Texas § 4002.159

Code GVGovernment Code

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Bluebook

Tex. Government Code Code Ann. § 4002.159 (2026).

Text

Sec. 4002.159. RECORD OF CERTAIN FILINGS AND ORDERS.

(a)The commissioner shall maintain a record of:

(1)the names and addresses of all registered dealers, registered agents, registered investment advisers, registered investment adviser representatives, and persons who have submitted a notice filing under this title; and

(2)all orders of the commissioner denying, suspending, or revoking a registration.

(b)A record maintained under Subsection (a) must be open for public inspection.

(c)This section does not apply to information made confidential by Section 4002.161 , 4007.052 , or 4007.056 or other law.

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Sec. 4002.159. RECORD OF CERTAIN FILINGS AND ORDERS. (a) The commissioner shall maintain a record of:
(1) the names and addresses of all registered dealers, registered agents, registered investment advisers, registered investment adviser representatives, and persons who have submitted a notice filing under this title; and
(2) all orders of the commissioner denying, suspending, or revoking a registration.
(b) A record maintained under Subsection (a) must be open for public inspection.
(c) This section does not apply to information made confidential by Section 4002.161 , 4007.052 , or 4007.056 or other law.