South Dakota Statutes

§ 57A-8-115 — Securities intermediary and others not liable to adverse claimant.

South Dakota·Title 57A UNIFORM COMMERCIAL CODE·Ch. 57A-6 INVESTMENT SECURITIES

A securities intermediary that has transferred a financial asset pursuant to an effective entitlement order, or a broker or other agent or bailee that has dealt with a financial asset at the direction of its customer or principal, is not liable to a person having an adverse claim to the financial asset, unless the securities intermediary, or broker or other agent or bailee:

(1)Took the action after it had been served with an injunction, restraining order, or other legal process enjoining it from doing so, issued by a court of competent jurisdiction, and had a reasonable opportunity to act on the injunction, restraining order, or other legal process; or (2) Acted in collusion with the wrongdoer in violating the rights of the adverse claimant; or (3) In the case of a security certi

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South Dakota § 57A-8-115 (Securities intermediary and others not liable to adverse claimant.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Legislative History

SL 1998, ch 284, § 1.

Nearby Sections

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