Oklahoma Statutes
§ 71-1-409 — Withdrawal of registration of broker-dealer, agent,
Oklahoma·Title 71 Securities
investment adviser, and investment adviser representative. Withdrawal of registration by a broker-dealer, agent, investment adviser, or investment adviser representative becomes effective sixty (60) days after the filing of the application to withdraw or within any shorter period as provided by rule adopted or order issued under this act unless a revocation or suspension proceeding is pending when the application is filed. If a proceeding is pending, withdrawal becomes effective when and upon such conditions as required by rule adopted or order issued under this act. The Administrator may institute a revocation or suspension proceeding under Section 1-411 of this title within one (1) year after the withdrawal became effective automatically and issue a revocation or suspension order as of t
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Legislative History
Added by Laws 2003, c. 347, § 26, eff. July 1, 2004. Amended by Laws 2022, c. 77, § 27, eff. Nov. 1, 2022.
Nearby Sections
15
§ 71-1-101
Short title.§ 71-1-102
Definitions.§ 71-1-103
References to federal statutes.§ 71-1-104
References to federal agencies.§ 71-1-105
Electronic records and signatures.§ 71-1-201
Exempt securities.§ 71-1-202
Exempt transactions.§ 71-1-203
Additional exemptions and waivers.§ 71-1-301
Securities registration requirement.§ 71-1-303
Securities registration by coordination.§ 71-1-305
Registration filings.