Nevada § 90.575 Fiduciary duty of broker-dealers, sales representatives, investment advisers and representatives of investment advisers; regulations

Nevada Statutes

§ 90.575 — Fiduciary duty of broker-dealers, sales representatives, investment advisers and representatives of investment advisers; regulations

Nevada·Title 7 BUSINESS ASSOCIATIONS; SECURITIES; COMMODITIES·Ch. 90 Securities· FRAUDULENT AND OTHER PROHIBITED PRACTICES

1. A broker-dealer, sales representative, investment adviser or representative of an investment adviser shall not violate the fiduciary duty toward a client imposed by NRS 628A.020 . 2. The Administrator may by regulation:

(a)Define or exclude an act, practice or course of business of a broker-dealer, sales representative, investment adviser or representative of an investment adviser as a violation of the fiduciary duty toward a client imposed by NRS 628A.020 ; and

(b)Prescribe means reasonably designed to prevent broker-dealers, sales representatives, investment advisers and representatives of investment advisers from engaging in acts, practices and courses of business defined as a violation of such fiduciary duty.

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1. A broker-dealer, sales representative, investment adviser or representative of an investment adviser shall not violate the fiduciary duty toward a client imposed by NRS 628A.020 .
2. The Administrator may by regulation:
(a) Define or exclude an act, practice or course of business of a broker-dealer, sales representative, investment adviser or representative of an investment adviser as a violation of the fiduciary duty toward a client imposed by NRS 628A.020 ; and
(b) Prescribe means reasonably designed to prevent broker-dealers, sales representatives, investment advisers and representatives of investment advisers from engaging in acts, practices and courses of business defined as a violation of such fiduciary duty.

Nevada § 90.575 (Fiduciary duty of broker-dealers, sales representatives, investment advisers and representatives of investment advisers; regulations) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.