Nevada Statutes
§ 90.457 — Use of unregistered exchange by broker-dealer or representative prohibited
Nevada·Title 7 BUSINESS ASSOCIATIONS; SECURITIES; COMMODITIES·Ch. 90 Securities· REGISTRATION OF SECURITIES EXCHANGES
A broker-dealer or a representative of a broker-dealer shall not use a securities exchange to effect or report any transaction concerning a security unless the securities exchange is registered with the Securities Division or is exempt from the requirements for registration pursuant to NRS 90.453.
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Related
§ 90.453
Nevada § 90.453
Legislative History
(Added to NRS by 1993, 2415 )
Nearby Sections
15
§ 90.211
Definitions§ 90.215
“Administrator” defined§ 90.220
“Broker-dealer” defined§ 90.223
“Commission” defined§ 90.225
“Depository institution” defined§ 90.230
“Division” defined§ 90.235
“Filing” and “file” defined§ 90.250
“Investment adviser” defined§ 90.255
“Issuer” defined§ 90.260
“Nonissuer transaction” defined§ 90.265
“Person” defined