New Mexico Statutes

§ 58-13C-301 — Securities registration requirement

New Mexico·Ch. 58 Financial Institutions and Regulations·Art. 3 Registration of Securities and Notice Filing of Federal
It is unlawful for a person to offer or sell a security in New Mexico unless: A. the security is a federal covered security; B. the security, transaction or offer is exempted from registration pursuant to Sections 201 [58-13C-201 NMSA 1978] through 203 [58-13C-203 NMSA 1978] of the New Mexico Uniform Securities Act; or C. the security is registered pursuant to the New Mexico Uniform Securities Act.

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Legislative History

Laws 2009, ch. 82, § 301.

Nearby Sections

15
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