New Mexico § 58-13C-301 Securities registration requirement

New Mexico Statutes

§ 58-13C-301 — Securities registration requirement

New Mexico § 58-13C-301

Ch. 58Financial Institutions and Regulations

Art. 3Registration of Securities and Notice Filing of Federal

This text of New Mexico § 58-13C-301 (Securities registration requirement) is published on Counsel Stack Legal Research, covering New Mexico primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

N.M. Stat. Ann. § 58-13C-301 (2026).

Text

It is unlawful for a person to offer or sell a security in New Mexico unless: A. the security is a federal covered security; B. the security, transaction or offer is exempted from registration pursuant to Sections 201 [58-13C-201 NMSA 1978] through 203 [58-13C-203 NMSA 1978] of the New Mexico Uniform Securities Act; or C. the security is registered pursuant to the New Mexico Uniform Securities Act.

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It is unlawful for a person to offer or sell a security in New Mexico unless: A. the security is a federal covered security; B. the security, transaction or offer is exempted from registration pursuant to Sections 201 [58-13C-201 NMSA 1978] through 203 [58-13C-203 NMSA 1978] of the New Mexico Uniform Securities Act; or C. the security is registered pursuant to the New Mexico Uniform Securities Act.