New Jersey Statutes
§ 49:3-63 — Filing of materials distributed to prospective investors.
New Jersey·Title 49 SALE OF SECURITIES
16.The bureau chief may by rule or order require the filing of any prospectus, pamphlet, circular, form letter, advertisement, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, unless the security is not required to be registered by subsection (a) or (f) of section 13 of P.L.1967, c.93 (C.49:3-60). L.1967,c.93,s.16; amended 1997, c.276, s.19.
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Nearby Sections
15
§ 49:3-47
Title amended; "act" defined.§ 49:3-50
Exemptions of certain securities.§ 49:3-51
Applicability of act.§ 49:3-54
False, misleading statements.§ 49:3-56
Registration required.§ 49:3-59
Maintenance of records, examination.