North Dakota § 6-13-02 Self-critical analysis privilege created - Scope

North Dakota Statutes

§ 6-13-02 — Self-critical analysis privilege created - Scope

North Dakota·Title 6 Banks and Banking·Ch. 6-13 Self-Critical Analysis Privilege of Financial Institutions

A compliance self-critical analysis privilege is created to protect the confidentiality of
compliance self-critical analysis documents or communications in regard to their content relating
to voluntary internal compliance audits conducted by financial institutions and persons in regard
to activities regulated under title 6 or federal law, both to conduct voluntary internal audits of its
compliance programs and management systems and to assess and improve compliance with
state and federal statutes, rules, and orders. The compliance self-critical analysis privilege
applies to all litigation or administrative proceedings pending on August 1, 2001.

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A compliance self-critical analysis privilege is created to protect the confidentiality of
compliance self-critical analysis documents or communications in regard to their content relating
to voluntary internal compliance audits conducted by financial institutions and persons in regard
to activities regulated under title 6 or federal law, both to conduct voluntary internal audits of its
compliance programs and management systems and to assess and improve compliance with
state and federal statutes, rules, and orders. The compliance self-critical analysis privilege
applies to all litigation or administrative proceedings pending on August 1, 2001.

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