North Carolina Statutes
§ 78A-9 — Misleading filings
North Carolina·Ch. 78A North Carolina Securities Act·Art. 2 Fraudulent and Other Prohibited Practices
It is unlawful for any person to make or cause to be made, in any document filed with the Administrator or in any proceeding under this Chapter, any statement which is, at the time and in the light of the circumstances under which it is made false or misleading in any material respect. (1973, c. 1380.)
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Nearby Sections
15
§ 78A-1
Title§ 78A-11
Unlawful telephone rooms§ 78A-12
Manipulation of market§ 78A-16
Exempt securities§ 78A-17
Exempt transactions§ 78A-17.1
Invest NC exemption§ 78A-2
Definitions§ 78A-24
Registration requirement§ 78A-25
Registration by notification§ 78A-26
Registration by coordination§ 78A-27
Registration by qualification