North Carolina Statutes
§ 78A-9 — Misleading filings
North Carolina § 78A-9
JurisdictionNorth Carolina
Ch. 78ANorth Carolina Securities Act
Art. 2Fraudulent and Other Prohibited Practices
This text of North Carolina § 78A-9 (Misleading filings) is published on Counsel Stack Legal Research, covering North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
N.C. Gen. Stat. § 78A-9 (2026).
Text
It is unlawful for any person to make or cause to be made, in any document filed with the Administrator or in any proceeding under this Chapter, any statement which is, at the time and in the light of the circumstances under which it is made false or misleading in any material respect. (1973, c. 1380.)
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Nearby Sections
15
§ 78A-1
Title§ 78A-11
Unlawful telephone rooms§ 78A-12
Manipulation of market§ 78A-16
Exempt securities§ 78A-17
Exempt transactions§ 78A-17.1
Invest NC exemption§ 78A-2
Definitions§ 78A-24
Registration requirement§ 78A-25
Registration by notification§ 78A-26
Registration by coordination§ 78A-27
Registration by qualificationCite This Page — Counsel Stack
Bluebook (online)
North Carolina § 78A-9, Counsel Stack Legal Research, https://law.counselstack.com/statute/nc/78A/78A-9.