Montana Statutes
§ 30-10-320 — Prohibition Of Referral Fees
Montana·Title 30 TRADE AND COMMERCE·Ch. 10 SECURITIES REGULATION·Part 3 Offenses, Penalties, and Immunities
30-10-320 . Prohibition of referral fees. A broker, dealer, or person associated with a broker or dealer, may not solicit or accept, directly or indirectly, remuneration for assisting an attorney in obtaining the representation of any person in any private action under this part or under the Securities Act of 1933, 15 U.S.C. 77a, et seq.
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Related
§ 77a
15 U.S.C. § 77a
Legislative History
En. Sec. 6, Ch. 468, L. 1997.
Nearby Sections
15
§ 30-10-1001
Short Title§ 30-10-1002
Purpose§ 30-10-1003
Definitions§ 30-10-1005
Eligibility§ 30-10-1006
Application For Restitution Assistance -- Maximum Amount Of Restitution Assistance Award§ 30-10-1008
Rulemaking Authority§ 30-10-101
Short Title§ 30-10-102
Policy§ 30-10-103
Definitions§ 30-10-104
Exempt Securities§ 30-10-106
Proof Of Exemption§ 30-10-107
Administration§ 30-10-108
And 30-10-109 Reserved