Montana § 30-10-119 Records

Montana Statutes

§ 30-10-119 — Records

Montana § 30-10-119

Title 30TRADE AND COMMERCE

Ch. 10SECURITIES REGULATION

Part 1General Application

This text of Montana § 30-10-119 (Records) is published on Counsel Stack Legal Research, covering Montana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

Mont. Code Ann. § 30-10-119 (2026).

Text

30-10-119 . Records.

(1)A broker-dealer or investment adviser shall provide access to or copies of records that are relevant to the suspected or attempted financial exploitation of a vulnerable person to the department of public health and human services provided for in 2-15-2201 and to law enforcement, either as part of a referral to the department or to law enforcement or on request of the department or law enforcement pursuant to an investigation. The records may include historical records as well as records relating to the most recent transaction that may constitute financial exploitation of the vulnerable person.

(2)All records made available pursuant to this section are confidential information as defined in 2-6-1002 .

(3)Nothing in this section limits or otherwise impedes the aut

Free access — add to your briefcase to read the full text and ask questions with AI

30-10-119 . Records. (1) A broker-dealer or investment adviser shall provide access to or copies of records that are relevant to the suspected or attempted financial exploitation of a vulnerable person to the department of public health and human services provided for in 2-15-2201 and to law enforcement, either as part of a referral to the department or to law enforcement or on request of the department or law enforcement pursuant to an investigation. The records may include historical records as well as records relating to the most recent transaction that may constitute financial exploitation of the vulnerable person.
(2) All records made available pursuant to this section are confidential information as defined in 2-6-1002 .
(3) Nothing in this section limits or otherwise impedes the authority of the commissioner to access or examine the books and records of broker-dealers and investment advisers as otherwise provided by law.