1.Registration.
A political action committee required to register under section 1052‑A, 1053‑A or 1053‑B or a ballot question committee required to register under section 1053‑A that fails to do so or that fails to provide the information required by the commission for registration may be assessed a fine of no more than $2,500. In assessing a fine, the commission shall consider, among other things, whether the violation was intentional, the amount of campaign and financial activity that occurred before the committee registered, whether the committee intended to conceal its campaign or financial activity and the level of experience of the committee's volunteers and staff.
2.Campaign finance reports.
A campaign finance report is not timely filed unless a properly signed or electronically s
Free access — add to your briefcase to read the full text and ask questions with AI
1.
Registration.
A political action committee required to register under section 1052‑A, 1053‑A or 1053‑B or a ballot question committee required to register under section 1053‑A that fails to do so or that fails to provide the information required by the commission for registration may be assessed a fine of no more than $2,500. In assessing a fine, the commission shall consider, among other things, whether the violation was intentional, the amount of campaign and financial activity that occurred before the committee registered, whether the committee intended to conceal its campaign or financial activity and the level of experience of the committee's volunteers and staff.
2.
Campaign finance reports.
A campaign finance report is not timely filed unless a properly signed or electronically submitted copy of the report, substantially conforming to the disclosure requirements of this subchapter, is received by the commission by 11:59 p.m. on the date it is due. Except as provided in subsection 6, the commission shall determine whether a required report satisfies the requirements for timely filing. The commission may waive a penalty in whole or in part if it is disproportionate to the level of experience of the person filing the report or to the harm suffered by the public from the late disclosure. The commission may waive the penalty in whole or in part if the commission determines the failure to file a timely report was due to mitigating circumstances. For purposes of this section, "mitigating circumstances" means:
3.
Basis for penalties.
The penalty for late filing of a report required under this subchapter is a percentage of the total contributions or expenditures for the filing period, whichever is greater, multiplied by the number of calendar days late, as follows:
4.
Maximum penalties.
The maximum penalty under this subchapter is $10,000 for reports required under section 1053‑A or 1059, except that if the dollar amount of the financial activity that was not timely filed or did not substantially conform to the reporting requirements of this subchapter exceeds $50,000, the maximum penalty is 100% of the dollar amount of that financial activity.
5.
Request for commission determination.
If a committee files a report required under this subchapter late, a notice of preliminary penalty must be forwarded to the treasurer of the committee whose report is not received by 11:59 p.m. on the deadline date informing the treasurer of the commission staff finding of violation and preliminary penalty calculated under subsection 3 and providing the treasurer with an opportunity to request a determination by the commission. A request for determination must be made within 14 calendar days of receipt of the commission's notice. A principal officer or treasurer requesting a determination may either appear in person or designate a representative to appear on the principal officer's or treasurer's behalf or submit a sworn statement explaining the mitigating circumstances for consideration by the commission. A final determination by the commission may be appealed to the Superior Court in accordance with Title 5, chapter 375, subchapter 7 and the Maine Rules of Civil Procedure, Rule 80C.
6.
Final notice of penalty.
After a commission meeting, notice of the final determination of the commission and the penalty, if any, imposed pursuant to this subchapter must be sent to the principal officer and the treasurer of the committee.
7.
List of late-filing committees.
8.
Penalties for failure to file report.
If the commission staff finds that a committee or other person has failed to file a report required under this subchapter, the commission staff shall send by regular mail and e-mail a notice to the committee treasurer or other responsible officer within 3 business days following the filing deadline informing the committee treasurer or other responsible officer that the report has not been received. If the report remains unfiled after 10 days, the commission staff shall send another notice by regular mail and e-mail. If the committee or other person has not filed the report after these 2 notices, commission staff may refer the violation to the commission, which may, after providing notice and an opportunity to be heard, determine whether a violation has occurred and, if so, the amount of any penalty. The maximum penalty for failure to file a report required under section 1059 is $10,000 or the amount of financial activity not reported, whichever is greater. A person who fails to file a report as required by this subchapter after the commission has sent the first 2 notices required in this subsection is guilty of a Class E crime, except that, if a penalty is assessed pursuant to this subsection and collected by the commission, the State may not prosecute a violation under this subsection.
8-A.
Penalties for failure to file report.
9.
Enforcement.
A penalty assessed pursuant to this section that has not been paid in full within 30 days after issuance of a notice of the final determination may be enforced in accordance with section 1004‑B.
PL 1995, c. 483, §21 (NEW). PL 1999, c. 426, §34 (AMD). PL 1999, c. 729, §9 (AMD). PL 2003, c. 628, §§A7-9 (AMD). PL 2007, c. 443, Pt. A, §§38-41 (AMD). PL 2009, c. 190, Pt. A, §§28-31 (AMD). PL 2009, c. 302, §§8-10 (AMD). PL 2011, c. 389, §49 (AMD). PL 2013, c. 334, §§30, 31 (AMD). IB 2015, c. 1, §§9-11 (AMD). PL 2019, c. 323, §25 (AMD). PL 2019, c. 563, §§18-22 (AMD). PL 2023, c. 324, §16 (AMD). PL 2023, c. 405, Pt. A, §§47-49 (AMD). PL 2025, c. 224, §§25-28 (AMD).