Maryland Statutes

§ 11-407

Maryland·Article gca Corporations and Associations·Title 11
(a)(1) An applicant for initial or renewal registration as a broker–dealer shall pay a fee of $250.
(2)(i) An applicant for initial or renewal registration or transfer of registration as an agent shall pay a fee of $65.
(ii)From the fee paid under this paragraph, $25 shall be distributed to the Securities Act Registration Fund established under § 11–208 of this title.
(b)(1) An applicant for initial or renewal registration as an investment adviser shall pay a fee of $300.
(2)A federal covered adviser filing notice under § 11–405(b) of this subtitle shall pay an initial fee of $300 and a renewal fee of $300.
(3)A private fund adviser filing notice under § 11–405(c) of this subtitle shall pay an initial fee of $300

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Nearby Sections

15
§ 11-101
§ 11-101
§ 11-102
§ 11-102
§ 11-103
§ 11-103
§ 11-201
§ 11-201
§ 11-203
§ 11-203
§ 11-204
§ 11-204
§ 11-205
§ 11-205
§ 11-206
§ 11-206
§ 11-207
§ 11-207
§ 11-208
§ 11-208
§ 11-209
§ 11-209
§ 11-301
§ 11-301
§ 11-302
§ 11-302
§ 11-303
§ 11-303
§ 11-304
§ 11-304
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