Indiana Statutes
§ 23-20-1-6 — "Securities violation"
Indiana·Title 23 BUSINESS AND OTHER ASSOCIATIONS·Art. 20 VICTIMS OF SECURITIES VIOLATIONS·Ch. 1 Restitution for Victims of Securities Violations
As used in this chapter, "securities violation" means a violation of any of the following:
(1)The Securities Act of 1933, as amended, and any regulations
related to that act.
(2)The Securities Exchange Act of 1934, as amended, and any
regulations related to that act.
(3)The Investment Company Act of 1940, as amended, and any
regulations related to that act.
(4)The Investment Advisers Act of 1940, as amended, and any
regulations related to that act.
(5)The Indiana Uniform Securities Act (IC 23-19) and any rules
related to that act.
(6)Other state securities acts and any rules or regulations related
to those acts.
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Legislative History
As added by P.L.114-2010, SEC.12. Amended by P.L.42-2011,
SEC.47.
Nearby Sections
15
§ 23-0.5-1-1
Short title§ 23-0.5-1-2
Application§ 23-0.5-1-3
Application; exceptions§ 23-0.5-1-4
Delivery of record§ 23-0.5-1-5
Rules and procedures§ 23-0.5-1-6
Terms dependent on facts ascertainable outside the plan or filed
document; articles of amendment§ 23-0.5-1.5-1
Application of definitions§ 23-0.5-1.5-10
"Filed record"§ 23-0.5-1.5-11
"Filing entity"§ 23-0.5-1.5-12
"Foreign"§ 23-0.5-1.5-13
"General partnership"§ 23-0.5-1.5-14
"Governance interest"§ 23-0.5-1.5-15
"Governing person"§ 23-0.5-1.5-16
"Interest"§ 23-0.5-1.5-17
"Interest holder"