§ 23-19-6-6 — Register of filings; availability to public; reasonable charge for furnishing copy

Indiana § 23-19-6-6

• Jurisdiction: Indiana
• Title 23: BUSINESS AND OTHER ASSOCIATIONS
• Art. 19: INDIANA UNIFORM SECURITIES ACT
• Ch. 6: Administration and Judicial Review

Text

(a) The commissioner shall maintain, or
designate a person to maintain, a register of applications for
registration of securities; registration statements; notice filings;
applications for registration of broker-dealers, agents, investment
advisers, and investment adviser representatives; notice filings by
federal covered investment advisers that are or have been effective
under this article or the predecessor act; notices of claims of exemption
from registration or notice filing requirements contained in a record;
orders issued under this article or the predecessor act; and interpretive
opinions or no-action determinations issued under this article.
(b) The commissioner shall make all rules, forms, interpretive
opinions, and orders available to the public.
(c) The commissioner shall furnish a copy of a record that is a
public record, or a certification that the public record does not exist, to
a person that so requests. A rule adopted under this article may
establish a reasonable charge for furnishing the record or certification.
A copy of the record certified or a certificate by the commissioner of
a record's nonexistence is prima facie evidence of a record or its
nonexistence.

Legislative History

As added by P.L.27-2007, SEC.23. Amended by P.L.152-2020, SEC.9.