Indiana Statutes
§ 23-19-5-7 — Qualified immunity
Indiana·Title 23 BUSINESS AND OTHER ASSOCIATIONS·Art. 19 INDIANA UNIFORM SECURITIES ACT·Ch. 5 Fraud and Liabilities
A broker-dealer, agent, investment adviser,
federal covered investment adviser, or investment adviser
representative is not liable to another broker-dealer, agent, investment
adviser, federal covered investment adviser, or investment adviser
representative for defamation relating to a statement that is contained
in a record required by the commissioner or designee of the
commissioner, the Securities and Exchange Commission, or a
self-regulatory organization, unless the person knew, or should have
known at the time that the statement was made, that it was false in a
material respect or the person acted in reckless disregard of the
statement's truth or falsity.
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Legislative History
As added by P.L.27-2007, SEC.23.
Nearby Sections
15
§ 23-0.5-1-1
Short title§ 23-0.5-1-2
Application§ 23-0.5-1-3
Application; exceptions§ 23-0.5-1-4
Delivery of record§ 23-0.5-1-5
Rules and procedures§ 23-0.5-1-6
Terms dependent on facts ascertainable outside the plan or filed
document; articles of amendment§ 23-0.5-1.5-1
Application of definitions§ 23-0.5-1.5-10
"Filed record"§ 23-0.5-1.5-11
"Filing entity"§ 23-0.5-1.5-12
"Foreign"§ 23-0.5-1.5-13
"General partnership"§ 23-0.5-1.5-14
"Governance interest"§ 23-0.5-1.5-15
"Governing person"§ 23-0.5-1.5-16
"Interest"§ 23-0.5-1.5-17
"Interest holder"