Indiana § 23-19-5-6 Filings related to fact of registration; unlawful act

Indiana Statutes

§ 23-19-5-6 — Filings related to fact of registration; unlawful act

Indiana·Title 23 BUSINESS AND OTHER ASSOCIATIONS·Art. 19 INDIANA UNIFORM SECURITIES ACT·Ch. 5 Fraud and Liabilities

The filing of an application for registration, a
registration statement, a notice filing under this article, the registration
of a person, the notice filing by a person, or the registration of a
security under this article does not constitute a finding by the
commissioner that a record filed under this article is true, complete,
and not misleading. The filing or registration or the availability of an
exemption, exception, preemption, or exclusion for a security or a
transaction does not mean that the commissioner has passed upon the
merits or qualifications of, or recommended or given approval to, a
person, security, or transaction. It is unlawful to make, or cause to be
made, to a purchaser, customer, client, or prospective purchaser,
customer, or client a representation inconsistent with

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The filing of an application for registration, a
registration statement, a notice filing under this article, the registration
of a person, the notice filing by a person, or the registration of a
security under this article does not constitute a finding by the
commissioner that a record filed under this article is true, complete,
and not misleading. The filing or registration or the availability of an
exemption, exception, preemption, or exclusion for a security or a
transaction does not mean that the commissioner has passed upon the
merits or qualifications of, or recommended or given approval to, a
person, security, or transaction. It is unlawful to make, or cause to be
made, to a purchaser, customer, client, or prospective purchaser,
customer, or client a representation inconsistent with this section.

Indiana § 23-19-5-6 (Filings related to fact of registration; unlawful act) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.