§ 23-19-5-6 — Filings related to fact of registration; unlawful act

Indiana § 23-19-5-6

• Jurisdiction: Indiana
• Title 23: BUSINESS AND OTHER ASSOCIATIONS
• Art. 19: INDIANA UNIFORM SECURITIES ACT
• Ch. 5: Fraud and Liabilities

Text

The filing of an application for registration, a
registration statement, a notice filing under this article, the registration
of a person, the notice filing by a person, or the registration of a
security under this article does not constitute a finding by the
commissioner that a record filed under this article is true, complete,
and not misleading. The filing or registration or the availability of an
exemption, exception, preemption, or exclusion for a security or a
transaction does not mean that the commissioner has passed upon the
merits or qualifications of, or recommended or given approval to, a
person, security, or transaction. It is unlawful to make, or cause to be
made, to a purchaser, customer, client, or prospective purchaser,
customer, or client a representation inconsistent with this section.

Legislative History

As added by P.L.27-2007, SEC.23.