Indiana Statutes
§ 23-19-4.1-9 — Authority of broker-dealers and investment advisers to provide relevant records to protective agencies or law enforcement; records confidential
Indiana § 23-19-4.1-9
JurisdictionIndiana
Title 23BUSINESS AND OTHER ASSOCIATIONS
Art. 19INDIANA UNIFORM SECURITIES ACT
Ch. 4.1Financially Vulnerable Adult
This text of Indiana § 23-19-4.1-9 (Authority of broker-dealers and investment advisers to provide relevant records to protective agencies or law enforcement; records confidential) is published on Counsel Stack Legal Research, covering Indiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
Ind. Code § 23-19-4.1-9 (2026).
Text
(a)A broker-dealer or investment adviser
may provide to protective agencies or law enforcement access to or
copies of records that are relevant to the suspected financial
exploitation of a financially vulnerable adult. The records may include
records relating to:
(1)disbursement of any funds from an account of the financially
vulnerable adult; and
(2)disbursements of funds that comprise the suspected financial
exploitation of a financially vulnerable adult.
(b)All records made available to the protective agencies under this
section are confidential under IC 5-14-3.
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Legislative History
As added by P.L.39-2016, SEC.1. Amended by P.L.158-2017,
SEC.12.
Nearby Sections
15
§ 23-0.5-1-1
Short title§ 23-0.5-1-2
Application§ 23-0.5-1-3
Application; exceptions§ 23-0.5-1-4
Delivery of record§ 23-0.5-1-5
Rules and procedures§ 23-0.5-1-6
Terms dependent on facts ascertainable outside the plan or filed
document; articles of amendment§ 23-0.5-1.5-1
Application of definitions§ 23-0.5-1.5-10
"Filed record"§ 23-0.5-1.5-11
"Filing entity"§ 23-0.5-1.5-12
"Foreign"§ 23-0.5-1.5-13
"General partnership"§ 23-0.5-1.5-14
"Governance interest"§ 23-0.5-1.5-15
"Governing person"§ 23-0.5-1.5-16
"Interest"§ 23-0.5-1.5-17
"Interest holder"Cite This Page — Counsel Stack
Bluebook (online)
Indiana § 23-19-4.1-9, Counsel Stack Legal Research, https://law.counselstack.com/statute/in/23-19-4.1-9.