Indiana § 23-19-4.1-10 Training resources for broker-dealers, investment advisers, and
qualified individuals; availability on secretary of state's web site

Indiana Statutes

§ 23-19-4.1-10 — Training resources for broker-dealers, investment advisers, and qualified individuals; availability on secretary of state's web site

Indiana § 23-19-4.1-10

Title 23BUSINESS AND OTHER ASSOCIATIONS

Art. 19INDIANA UNIFORM SECURITIES ACT

Ch. 4.1Financially Vulnerable Adult

This text of Indiana § 23-19-4.1-10 (Training resources for broker-dealers, investment advisers, and qualified individuals; availability on secretary of state's web site) is published on Counsel Stack Legal Research, covering Indiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

Ind. Code § 23-19-4.1-10 (2026).

Text

Not later than September 1, 2017, the commissioner shall develop and make available on the secretary of state's Internet web site information that includes training resources to assist broker-dealers, investment advisers, and qualified individuals in the prevention and detection of financial exploitation of financially vulnerable adults. The training resources must include information on:

(1)indicators of financial exploitation of financially vulnerable adults; and

(2)the potential steps broker-dealers, investment advisers, and qualified individuals can take, under Indiana law, to prevent suspected financial exploitation of financially vulnerable adults.

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Not later than September 1, 2017, the
commissioner shall develop and make available on the secretary of
state's Internet web site information that includes training resources to
assist broker-dealers, investment advisers, and qualified individuals in
the prevention and detection of financial exploitation of financially
vulnerable adults. The training resources must include information on:
(1) indicators of financial exploitation of financially vulnerable
adults; and
(2) the potential steps broker-dealers, investment advisers, and
qualified individuals can take, under Indiana law, to prevent
suspected financial exploitation of financially vulnerable adults.